Le Kang

Executive Director, Head of Financial Crime Audit

Ubs
Since 2018, Le Kang has been working in Ubs located None, None. Le Kang is a high-skilled Executive Director, Head of Financial Crime Audit with over 17 years of work experience. According to Le's CV and work profile, Le has worked at more than five companies with numerous backgrounds and gained different skills. Le attended school at the The University of Chicago Booth School of Business from 2001 to 2003. This expert has professional certification in Certified Public Accountant and Cfa. Le Kang can be found in New York, New York – where the professional currently lives. You can contact with Le by searching for phone or email or find additional information by requesting access to Le's details from us.
Name variants:
Le Kang
Last updated Jun 03, 2024

Contact Information

Last Update
Jul 7, 2022
Email
le**@yahoo.com
Location
New York, NY
Company
Ubs

Workplace

Executive Director, Head of Financial Crime Audit

New York, NY

Industry

Security Broker/Dealer

Work History

Executive Director, Head of Financial Crime Audit

Ubs
from May 2018

Senior Vice President, Compliance and Legal Audit

200 West St, New York, NY 10006
Anti-Money Laundering (AML)/OFAC Sanctions and other financial crime compliance audit coverage. Compliance & Legal coverage include compliance testing, compliance risk assessment, control ...
Jun 2012 — May 2018

Vice President, Wealth Management and Asset Management Audit

1585 Broadway, New York, NY 10003
AML audit coverage including KYC (client onboarding), EDD, surveillance, SARs, Section 314 (external inquiries), 311 (special measures), 313 (foreign bank certifications), travel rule, and ...
Jun 2004 — Jun 2012

Audit Manager, Operational Audit

1680 Capital One Dr, Mclean, VA 22102
Credit Cards Operational Review
Jul 2003 — Jun 2004

Senior Auditor, Assurance and Business Advisory Auditing

Assurance and Business Advisory
Jul 1999 — Jun 2001

Occupations

Executive
Chief Executive Officer
Accountant
Finance and Accounting Specialist
Senior Vice President
Executive Compensation
Corporate Executive
Chief Executive
Accounting Bookkeeper
Bookkeeper
Vice President

Skills

Enterprise Risk Management
Auditing
Operational Risk Management
Corporate Governance
Financial Crime Compliance
Anti Money Laundering
Wealth Management
Merchant Banking
Compensation
Compliance Testing
Internal Controls
Compliance and Legal
Aml/Sanctions
Business Conduct
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