Since 2018, Le Kang has been working in Ubs located None, None. Le Kang is a high-skilled Executive Director, Head of Financial Crime Audit with over 17 years of work experience. According to Le's CV and work profile, Le has worked at more than five companies with numerous backgrounds and gained different skills. Le attended school at the The University of Chicago Booth School of Business from 2001 to 2003. This expert has professional certification in Certified Public Accountant and Cfa. Le Kang can be found in New York, New York – where the professional currently lives. You can contact with Le by searching for phone or email or find additional information by requesting access to Le's details from us.
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Le Kang
Last updated Jun 03, 2024
Contact Information
Workplace
Colleagues
Work History
Senior Vice President, Compliance and Legal Audit
200 West St, New York, NY 10006
Anti-Money Laundering (AML)/OFAC Sanctions and other financial crime compliance audit coverage.
Compliance & Legal coverage include compliance testing, compliance risk assessment, control ...
Jun 2012 — May 2018
Vice President, Wealth Management and Asset Management Audit
1585 Broadway, New York, NY 10003
AML audit coverage including KYC (client onboarding), EDD, surveillance, SARs, Section 314 (external inquiries), 311 (special measures), 313 (foreign bank certifications), travel rule, and ...
Jun 2004 — Jun 2012
Audit Manager, Operational Audit
1680 Capital One Dr, Mclean, VA 22102
Credit Cards Operational Review
Jul 2003 — Jun 2004
Senior Auditor, Assurance and Business Advisory Auditing
Assurance and Business Advisory
Jul 1999 — Jun 2001
Education
Occupations
Executive
Chief Executive Officer
Accountant
Finance and Accounting Specialist
Senior Vice President
Executive Compensation
Corporate Executive
Chief Executive
Accounting Bookkeeper
Bookkeeper
Vice President
Skills
Enterprise Risk Management
Auditing
Operational Risk Management
Corporate Governance
Financial Crime Compliance
Anti Money Laundering
Wealth Management
Merchant Banking
Compensation
Compliance Testing
Internal Controls
Compliance and Legal
Aml/Sanctions
Business Conduct