Lawrence Harasym is a high-skilled expert, that works in Bny Mellon main office of which is in 4. as a Director since 2018. This person gained professional experience in more than six positions at various companies. Lawrence Harasym went to the Thomas Jefferson School of Law and was studying from 1991 to 1994. Lake Mary, Florida is the area, where this person was known to be living. Their email address and number are accessed through this website by request.
Name variants:
Laurence Harasym
Last updated May 28, 2024
Contact Information
Last Update
Jul 6, 2022
Email
lh**@yahoo.com, lh**@jonestrading.com
Location
Lake Mary, FL
Company
Workplace
Colleagues
Work History
Associate Counsel and Chief Compliance Officer
In today's hyperelectronic environment, JonesTrading offers an alternative: relationship based trading combined with an agnostic approach to best-in-breed electronics. Traders always know wh...
Dec 31, 2006 — Apr 2018
Contract Attorney
Retained for document review in a class-action products liability case for a major pharmaceutical company.
May 2005 — May 2006
V.p., Director of Compliance
10100 Santa Monica Blvd SUITE 2400, Los Angeles, CA 90067
Chief Compliance Officer for FINRA registered broker-dealer. Responsibilities: maintaining/updating the firm’s written supervisory procedure manuals
registered representative licensing, ma...
Mar 2004 — Apr 2005
Compliance Examiner
Compliance Examiner for NASD (now FINRA) District 2. Responsibilities: directing annual firm examinations and special investigatory targeted exams
reviewed and analyzed firm finances, poli...
Jun 2000 — Mar 2004
Principal Attorney
Transactional and litigation attorney. Transactional experience includes general contract law, trademarks/copyrights, entertainment and music contract representation, licensing agreements, r...
Apr 1996 — May 2000
Education
1991 — 1994
1987 — 1991
Occupations
Executive
Director
Accountant
Finance and Accounting Specialist
Director of Quality Control
Supporting Member
Managers
Artist
Model
Financial Broker
Trader
Operations Manager
Accounting Bookkeeper
Bookkeeper
Compliance Manager
Team Member
Capital Markets Professional
Financial Services Sales Agent
Skills
Finra
Broker Dealer
Regulatory Compliance
Securities Regulation
U.s. Securities and Exchange Commission
Management
Anti Money Laundering
Supervisory Procedures
Advertising Regulation
Securities
Series 7
Series 24
Series 4
Series 55
Series 79
Series 87
Series 63
Capital Markets
Investment Banking
Corporate Law
Licensing
Corporate Governance
Investments
Litigation
Equities
Options
Supervisory Skills
Oats
FAQs about Lawrence Harasym
What is the main profession of Lawrence Harasym?
Lawrence Harasym is a Director.
What are the profession of This professional?
These person's professions are Executive and Director
Where does Lawrence Harasym live?
Lake Mary, Florida is the place where Lawrence Harasym lives
Does Lawrence have the email address?
lh**@yahoo.com and lh**@jonestrading.com is Lawrence's email address.
How many companies did Lawrence Harasym work at?
Lawrence Harasym worked at six jobs.
What education does Lawrence Harasym have?
Lawrence studied at the Thomas Jefferson School of Law from 1991 to 1994.
What is professional industry that Lawrence Harasym worked in?
This professional works in Financial Services industry.
What are special skills of Lawrence Harasym?
Lawrence has such skills as Finra, Broker Dealer, Regulatory Compliance, Securities Regulation, U.s. Securities and Exchange Commission, Management, and Anti Money Laundering.