Laura Torphy
Global Chief Compliance Officer; Cme Global Repository Services
We found the following information about Laura Torphy at Chicago Merchantile Exchange, where this professional has worked as a Chief Compliance Officer; Cme Sdr; Cme Ctr: Cme Atr since 2013. Laura's total work experience is over 25 years, during which time Laura had at least eight jobs at different companies to develop professional skills. Laura attended school at the University of Colorado Boulder from 1984 to 1988. Laura Torphy can be found in Chicago, Illinois – where this expert currently lives. You can search for Laura's email address and number. We can also provide you with detailed contact information upon request.
Name variants:
Laurie Torphy,
Lauri Torphy,
Lolly Torphy
Last updated May 23, 2024
Contact Information
Last Update
Jul 6, 2022
Email
la**@cmegroup.com, la**@dearborntower.net
Location
Chicago, IL
Company
Workplace
Chief Compliance Officer; Cme Sdr; Cme Ctr: Cme Atr
New York, NY
Industry
Information Technology and Services
Colleagues
Work History
Chief Compliance Officer; Cme Sdr; Cme Ctr: Cme Atr
1 north End Ave, New York, NY 10023
2013 — Jul 2017
Global Chief Compliance Officer; Cme Global Repository Services
from Jul 2017
Chief Compliance Officer
Responsible for creation, maintenance and implementation of the firm’s Compliance Program, including policies, procedures and the development of a surveillance system. Serve as a member of t...
Dec 1, 2011 — Jul 2013
Chief Compliance Officer
150 north Michigan Ave SUITE 3700, Chicago, IL 60601
Responsible for establishing, maintaining and implementing the firm’s Compliance policies and procedures for all asset classes - equities, futures, cash Treasuries and FX. Manage regulatory ...
May 2010 — Oct 2011
Consultant
Conducted a review of the Trading department to identify areas of concern and recommended controls to mitigate potential regulatory, legal and reputational risk. Developed the Firm’s Futures...
Feb 1, 2009 — Dec 1, 2009
Associate Director, Usd Fixed Income Compliance
745 7Th Ave, New York, NY 10019
Served as a member of the new product approval and transaction review committee with responsibility for evaluating and approving new and non-standard financial products. Identified complianc...
May 2006 — Jan 2008
Vice President, Head of Interest Rate Derivatives Compliance
100 north Tryon St, Charlotte, NC 28202
Managed a staff responsible for supporting Futures Commission Merchant (FCM) activities and over the counter (OTC) interest rate derivatives. Handled regulatory relations with futures, secur...
Mar 2002 — Apr 2006
Options Trader and Position Manager
Co-managed a $5 million dollar portfolio in US Treasuries for a proprietary trading firm with trading privileges at the CBOT. Served as Vice-Chairman, Flexible Option pit committee.
Sep 1989 — Mar 2001
Education
1984 — 1988
1986 — 1986
Occupations
Executive
Director of Quality Control
Accountant
Finance and Accounting Specialist
Compliance Manager
Accounting Bookkeeper
Bookkeeper
Skills
Derivatives
Options
Securities
Trading
Fixed Income
Equities
Financial Services
Fx Options
Portfolio Management
Proprietary Trading
Interest Rate Derivatives
FAQs about Laura Torphy
What's the main profession of Laura Torphy?
The expert is a Global Chief Compliance Officer; Cme Global Repository Services.
What are the profession of Laura Torphy?
These person's professions are Executive and Director of Quality Control
Where does Laura Torphy live?
Chicago, Illinois is the place where Laura Torphy currently lives
What is the professional's email?
The expert's email is la**@cmegroup.com and la**@dearborntower.net.
How many companies did Laura Torphy work at?
The professional worked at eight jobs.
Where has Laura Torphy studied?
Laura studied at the University of Colorado Boulder from 1984 to 1988.
What is professional industry that Laura Torphy is connected to?
This person works in Financial Services industry.
What are professional skills of Laura Torphy?
Laura has such skills as Derivatives, Options, Securities, Trading, Fixed Income, Equities, Financial Services, Fx Options, Portfolio Management, and Proprietary Trading.