With work experience over 30 years, Laree Kennedy is nowadays working at Cadence Bank, N.a situated in 187 as a Vp, Investment Services Compliance and Risk Manager. Laree received his education from 1994 to 1996 at the University of Alabama. This person is located in Birmingham, Alabama. To contact Laree, you can search for their phone or e-mail address or get additional info by requesting access to Laree Kennedy's further details on this website.
Name variants:
Laree Kennedy
Last updated Jun 02, 2024
Contact Information
Workplace
Vp, Investment Services Compliance and Risk Manager
Birmingham, AL
Industry
Banking, National Commercial Bank
Colleagues
Work History
Vp, Investment Services Compliance and Risk Manager
3399 Peachtree Rd northeast, Atlanta, GA 30326
from Sep 2019
Chief Compliance Officer
Serve as a key member of the firm’s leadership team by carrying the primary responsibility for compliance with FINRA, SEC and state laws and regulations. As the firm’s CCO, I am the principa...
Aug 2012 — Nov 2018
Compliance Officer
800 Shades Creek Pkwy, Birmingham, AL 35209
Ensure firm policies comply with all relevant FINRA, SEC, and State rules, laws, and regulations.
Sep 2011 — Aug 2012
Agency Compliance Manager
200 Park Ave, New York, NY 10016
Ensures agency compliance responsibilities and related supervisory requirements are maintained. Ensures agency activities and materials comply with all company compliance and related policie...
Dec 2008 — Sep 2011
Compliance Manager
1295 State Street Ter, Springfield, MA 01109
Mar 2007 — Nov 2008
Arbitrator
Arbitration is a dispute resolution mechanism to help determine if aggrieved parties are entitled to recover damages. In arbitration, an impartial person or panel hears all sides of the issu...
from Apr 2004
Compliance Officer, Southtrust Securities, Inc
601 Guadalupe St, George West, TX
Jun 1997 — Mar 2000
Education
1994 — 1996
1987 — 1991
Occupations
Executive
Vice President
Manager
Accountant
Finance and Accounting Specialist
Director of Quality Control
Chief Executive
Operations Manager
Accounting Bookkeeper
Bookkeeper
Compliance Manager
Skills
Finra
Series 7
Series 63
Series 24
Securities
Arbitration
Mutual Funds
Fixed Annuities
Series 6
Investments
Wealth Management
Retirement Planning
Insurance
Life Insurance
Uniform Combined State Law
Retirement
Estate Planning
FAQs about Laree Kennedy
What's the main profession of Laree Kennedy?
The expert is a Vp, Investment Services Compliance and Risk Manager.
What jobs is Laree Kennedy a professional at?
Laree Kennedy is a professional Executive and Vice President jobs.
Where does Laree Kennedy live?
Birmingham, Alabama is the place where Laree Kennedy lives
What is the professional's email?
Laree Kennedy's email is lp**@metlife.com.
How many companies did Laree Kennedy work at?
Laree Kennedy worked at 11 jobs.
What education does Laree Kennedy have?
Laree studied at the University of Alabama from 1994 to 1996.
Are there any industries Laree Kennedy works in?
This person works in Financial Services industry.
What are the skills of Laree Kennedy?
Laree Kennedy has such skills as Finra, Series 7, Series 63, Series 24, Securities, Arbitration, Mutual Funds, Fixed Annuities, Series 6, Investments, Wealth Management, and Retirement Planning.