Kevin Furr is a eficient professional, working in First Citizens Investor Services as a Assistant Vice President - Aml and Compliance Officer from 2016. This person gained professional experience in more than five positions at various companies. Kevin Furr went to the University of Lynchburg and was studying from 1996 to 2000. Durham, North Carolina is the area, where this person was lastly known to be located. This person's contacts can be easily accessed through SoftwareOfficial on demand.
Name variants:
Kev Furr
Last updated May 30, 2024
Contact Information
Last Update
Jul 12, 2022
Email
kf**@gmail.com, kf**@capital-invest.com
Location
Durham, NC
Company
First Citizens Investor Services
Workplace
Assistant Vice President - Aml and Compliance Officer
Work History
Assistant Vice President - Aml and Compliance Officer
Collaborate with staff and the Chief Compliance Officer in the design, implementation, and management of multiple areas of compliance; including firm policies and compliance with FINRA, fede...
Mar 2016 — Aug 2018
Compliance Officer
100 east Six Forks Rd, Raleigh, NC 27609
Assisted Chief Compliance Officer by performing tasks designed to achieve compliance with applicable industry regulations. Tasks routinely performed on a daily basis included daily account/t...
Aug 2014 — Mar 2016
Senior Investigator
1300 east Main St, Richmond, VA 23220
Lead complex financial investigations which includes data collection and analysis, conducting interviews and maintaining investigation records
Maintain relationships with federal agencies ...
Jul 2004 — Aug 2014
Examiner
1300 east Main St, Richmond, VA 23220
Conducted examinations/investigations of registered broker-dealers/investment advisors
Reviewed industry registration forms to determine compliance with applicable laws
Reviewed securitie...
Jun 2000 — Jul 2004
Education
Occupations
Executive
Vice President
Assistant Vice President
Compliance Officer
Accountant
Bank Examiner
Director of Quality Control
Finance and Accounting Specialist
Chief Executive
Financial Compliance Examiner
Auditor
Compliance Manager
Accounting Bookkeeper
Bookkeeper
Skills
Anti Money Laundering
Series 24
Series 66
Regulatory Affairs
Project Management
Investigation
Reporting and Analysis
Strategic Planning
Operations Management
Auditing
Legal Research
Legal Documents
Report Writing
Marketing
Research
Risk Management
Analysis
Microsoft Office
Microsoft Word
Powerpoint
Outlook
Building Relationships
Management
Employee Training
Presentations
Staff Development
Customer Service
English