Kenneth M Siegel is a qualified professional, working in Charles Schwab main office of which is in 1096. on the position of Managing Director, Trading and Operations Compliance at Charles Schwab from 2014. Kenneth gained professional experience in more than nine positions at various companies. Kenneth M Siegel went to the Depaul University - Charles H. Kellstadt Graduate School of Business and received education. Novi, Michigan is the area, where this professional was known to settle. This professional's e-mail and phone are easily accessed through this website on demand.
Name variants:
Ken Siegel,
Kenny Siegel
Last updated May 31, 2024
Contact Information
Last Update
Jul 7, 2022
Email
ke**@schwab.com, km**@hotmail.com
Location
Novi, MI
Company
Workplace
Managing Director, Trading and Operations Compliance at Charles Schwab
San Francisco, CA
Industry
Financial Services, Security Broker/Dealer
Colleagues
Work History
Managing Director, Trading and Operations Compliance at Charles Schwab
211 Main St, San Francisco, CA 94105
Managing Director, Trading and Operations Compliance at Charles Schwab
from May 1, 2014
Vice President Compliance Manager Trading and Operations
270 Park Ave, New York, NY 10010
Apr 2011 — Apr 2014
Chief Executive Officer and Chief Compliance Officer
Directed, administered and coordinated all activities for the creation of the Broker/Dealer affiliate of OptionVue Systems International
Managed all filings, requests and contacts with reg...
Jan 2007 — Apr 2011
Principal
New York, NY
Integrated high volume options trading group into broker dealer, currently executing in excess of 2.3 million contracts and 30 million shares per month Acted as liaison between trading group...
Jun 2005 — Jan 2007
Principal and Business Development
Managed black box equity trading program via Archipelago and INET, managing all aspects of the project
Led the development team that managed and implemented the addition of advanced equity...
Oct 2002 — Jun 2005
Principal and Head Trader
Managed the day to day trading, risk management and overall growth of the Chicago office
Oversaw the daily execution of 10 million shares of NASDAQ and listed equities, 20,000 options cont...
Aug 2000 — Oct 2002
Principal and Head Trader
Managed the day to day trading and overall growth of the Chicago office
Hired, trained and managed proprietary as well as customer traders
Monitored the basic and technical operations of ...
Dec 1999 — Aug 2000
Director of Client Services and Head Trader
Played a key role in the creation of the brokerage affiliate of W.M. Mercer Inc., including the creation of corporate policies and procedures and establishing relationships with institutiona...
Jul 1997 — Dec 1999
Vice President
Responsible for the development of Call Centers in Chicago, Atlanta and Phoenix including site survey and associate hiring
Directed the day to day trading and long term development of the ...
Jan 1985 — Jul 1997
Education
Occupations
Executive
Chief Executive Officer
Accountant
Finance and Accounting Specialist
Vice President
Compliance Manager
Corporate Executive
Chief Executive
Accounting Bookkeeper
Bookkeeper
Skills
P&L
Regulations
Promotional
Collaborative
Executive Management
History
Communication
Negotiation
Financial Services
Compliance
Operations
Successful Track Record
Microsoft Excel
Marketing
Deloitte
Supervisory
Management
Project Management
Trading
Strategic Alliances
Security
Resume
Services
Brokers
Cmts
Partnerships
Traders
Pricing
Investment Management
Responsibility