Kenneth Cherrier is a high-level professional, who works in U.s. Bank main office of which is in 290. on the position of Director Financial Crimes Compliance Wealth Management from 2019. Kenneth gained professional experience in more than five positions at various companies. Kenneth Cherrier went to the Mitchell Hamline School of Law and got education from 1999 to 2002. Kenneth has these qualifications: Finra Series 4, Finra Series 7, and Finra Series 24. Canon City, Colorado is the area, where the professional was lastly known to be living. The person's contacts are accessed through SoftwareOfficial on demand.
Name variants:
Ken Cherrier,
Kenny Cherrier
Last updated May 29, 2024
Contact Information
Last Update
Jul 6, 2022
Email
kc**@waddell.com
Location
Canon City, CO
Company
U.s. Bank
Workplace
Director Financial Crimes Compliance Wealth Management
Work History
Director Financial Crimes Compliance Wealth Management
800 Nicollet Mall, Minneapolis, MN 55402
US Bank is the 5th largest bank in the United States. The US Bank Wealth Management Division is comprised in part of the following entities: Broker Dealer, RIA, Trust, Transfer Agent, Finan...
from May 2019
Chief Compliance Officer and Chief Risk Officer
1717 Main St, Dallas, TX 75201
Comerica Bank is one of the largest banks in the country having been in existence for over 160 years. Its broker-dealer and registered investment advisor, Comerica Securities inc., is a sign...
Oct 2017 — Apr 2019
Chief Supervisory Officer at Waddell and Reed
6300 Lamar Ave, Mission, KS 66202
Waddell & Reed is one of the nation
s largest independent dually registered BD/RIA
s with $40 Bill+ AUM and 1,700 Financial Advisors.
Developed solutions and guiding the firm
s supervis...
Feb 2010 — Apr 2017
Chief Complaince Officer
7755 3Rd Street Pl north, Oakdale, MN 55042
During my tenure, Woodbury Financial was a top 15 dually registered BD/RIA and the second largest broker-dealer in the Twin Cities area supporting over 1,700 Advisors.
Managed a department...
Sep 2007 — Mar 2009
Chief Compliance Officer
6120 Earle Brown Dr, Minneapolis, MN 55430
A top 10 third party networking independent broker-dealer/registered investment advisor that supported bank
s sales of non-deposit investment product (NDIP).
Dealt with Banking Compliance...
Oct 2002 — Jul 2007
Education
Occupations
Executive
Director
Sales Specialist
Agent
Sales Agent
Accountant
Finance and Accounting Specialist
Director of Quality Control
Chief Risk Officer
Advisor
Operations Manager
Sales Representative
Accounting Bookkeeper
Bookkeeper
Compliance Manager
Chief Executive
Skills
Financial Services
Mutual Funds
Investments
Risk Management
Securities
Securities Regulation
Finra
Series 24