Ken Peak is a skilled professional, that works in Blackrock main office of which is in 4. on the position of Vice President since 2019. Ken Peak has earned professional experience in more than five positions at various companies. Ken Peak went to the Saint Vincent College and received education from 1989 to 1993. Chicago, Illinois is the area, where this professional was lastly known to live. This expert's email address and phone can be easily accessed through SoftwareOfficial by request.
Name variants:
Kendall Peak,
Kendrick Peak,
Kenneth Peak,
Kent Peak
Last updated May 31, 2024
Contact Information
Last Update
Jul 13, 2022
Email
kp**@yahoo.com, ke**@etrade.com
Location
Chicago, IL
Company
Workplace
Colleagues
Work History
Director Corporate Compliance
1 Nationwide Plz, Columbus, OH 43215
Responsible for the daily operations of the Communications Compliance team with a proven ability to lead, organize, and administer reviews using a risk-based approach. Develop, build, and ex...
Sep 2012 — Sep 2016
Senior Manager
Responsible for the day-to-day management of the department which includes training, mentoring and supervising a team of advertising principles and compliance analysts to ensure the timely r...
Feb 2004 — Sep 2012
Education
1989 — 1993
Occupations
Executive
Vice President
Accountant
Finance and Accounting Specialist
Director
Chief Executive
Accounting Bookkeeper
Bookkeeper
Operations Manager
Skills
Financial Services
Brokerage Compliance
Advertising Regulation
Investment Advisor Compliance
Relationship Management
Brokerage Operations
Customer Service
Finra Regulations
Sec Regulations
Mutual Funds
Fixed Annuities
Variable Annuities
General Brokerage Products
Retirement Plans