Kathy Nicholl

Chief Compliance Officer

Name variants:
Katherine Nicholl, Kathleen Nicholl
Last updated May 31, 2024

Contact Information

Last Update
Jun 30, 2022
Email
km**@gmail.com
Location
Charleston, SC

Workplace

Consultant

Norwalk, CT

Industry

Financial Services, Management Consulting Services

Work History

Consultant

Norwalk, CT
Dec 2010 — Oct 2014

Compliance Officer

230 Congress Street Brg, Boston, MA 02210
Aug 2011 — Aug 2012

Chief Compliance Officer

Charleston, SC
from Aug 2012

Client Services Manager, Treasurer, Aml Compliance Officer,Avp

200 Clarendon St, Boston, MA 02116
1999 — Oct 2010

Client Services Manager, Treasurer, Aml Compliance Officer

1 Boston Pl FLOOR 24, Boston, MA 02108
May 2001 — May 2006

Senior Trust Analyst

Dec 1999 — May 2001

Portfolio Analyst

1997 — 1999

Senior Fund Accountant

May 1995 — Dec 1997

Education

1991 — 1995
1988 — 1991

Occupations

Executive
Director of Quality Control
Counselor
Compliance Officer
Accountant
Bank Examiner
Compliance Manager
Advisor
Financial Compliance Examiner
Auditor

FAQs about Kathy Nicholl

What's the main profession of Kathy Nicholl?

This professional's job is Chief Compliance Officer

What jobs is Kathy Nicholl proficient at at?

The expert is a professional Executive and Director of Quality Control jobs.

Where is Kathy Nicholl located?

Kathy is currently located in Charleston, South Carolina.

Does Kathy have the email address?

km**@gmail.com is The professional's email address.

Where did Kathy Nicholl work?

Kathy Nicholl worked at Thomson Horstmann & Bryant, Loring, Wolcott & Coolidge Trust, Llc.

What education does Kathy Nicholl have?

Kathy studied at the Saint Anselm College from 1991 to 1995.

Are there any professional industries Kathy Nicholl works in?

Kathy Nicholl works in Investment Management industry.
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