Kathleen Lange

Vice President, Trading Advisory Compliance

Kathleen Lange is a eficient expert, who works in Bank of America Merrill Lynch main office of which is in 779. as a Vice President, Gbam Compliance Officer from 2015. Kathleen Lange has earned professional experience in more than seven positions at different companies. Kathleen Lange went to the Fordham University School of Law and was studying there from 2007 to 2009. New York, New York is the area, where this professional was lastly known to settle. Kathleen's e-mail and phone are easily accessed through SoftwareOfficial by request.
Name variants:
Kathlene Lange, Kathlyn Lange, Kathlynne Lange, Kathie Lange, Kathy Lange, Katie Lange, Katy Lange, Katty Lange, Kattie Lange, Kit Lange
Last updated May 29, 2024

Contact Information

Last Update
Jul 13, 2022
Email
ka**@nomura.com, ka**@gmail.com, ka**@bankofamerica.com
Location
New York, NY

Workplace

Bank of America Merrill Lynch
Vice President, Gbam Compliance Officer

Charlotte, NC

Industry

Financial Services

Work History

Vice President, Gbam Compliance Officer

100 north Tryon St, Charlotte, NC 28202
Sales and Trading Advisory Compliance Officer for the following businesses: Futures & Options, OTC Clearing, FX, FX Prime Brokerage and Fixed Income Prime Brokerage.
Oct 2015 — Mar 2019

Vice President, Trading Advisory Compliance

2 Greenwich Plz, Greenwich, CT 06830
from Mar 2019

Associate - Fixed Income and Futures Trading Compliance

Mar 2013 — Oct 2015

Consultant

55 Water St, New York, NY 10041
Nov 2011 — Aug 2012

Associate - Corporate Law

41st 8Th Ave, New York, NY 10014
Nov 2010 — Oct 2011

Law Clerk

Aug 1, 2009 — Oct 1, 2010

Summer Associate

41st 8Th Ave, New York, NY 10014
May 1, 2008 — Aug 1, 2008

Education

Occupations

Executive
Vice President
Compliance Officer
Accountant
Bank Examiner
Director of Quality Control
Lawyer
Law Specialist
Chief Executive
Financial Compliance Examiner
Auditor
Compliance Manager
Lawyer

Skills

Due Diligence
Private Equity
Corporate Governance
Corporate Law
Securities
Hedge Funds
Securities Regulation
Legal Writing
Asset Management
Joint Ventures
Securities Law
Asset Managment
Legal Compliance
Regulatory Compliance
Derivatives
Finance
Risk Management
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