With work experience over seven years, this expert is nowadays working at Investment Management Consultants based in 40 as a Chief Compliance Officer | Director of Operations | Strategic Planning Associate. Katherine received his education from 2001 to 2004 at the Webster University. This expert is located in Denver, Colorado. To contact Katherine, you can look for their phone or e-mail or find further info by requesting access to the person's additional details on this webpage.
Name variants:
Katharine Gengler,
Kathryn Gengler,
Kathrine Gengler,
Kathrynne Gengler,
Katrina Gengler,
Kate Gengler,
Kathie Gengler,
Kathy Gengler,
Katie Gengler,
Katy Gengler,
Kay Gengler,
Katty Gengler,
Kattie Gengler,
Kit Gengler,
Kitty Gengler,
Kittie Gengler,
Trina Gengler
Last updated May 30, 2024
Contact Information
Workplace
Chief Compliance Officer | Director of Operations | Strategic Planning Associate
Salt Lake City, UT
Industry
Financial Services, Business Consulting Services
Colleagues
Work History
Chief Compliance Officer | Director of Operations | Strategic Planning Associate
Littleton, CO
Joined this Registered Investment Advisory Firm to strategically expand the Firm through regulatory compliance, operational compliance, and recruiting.
• Implemented an effective complianc...
from Nov 2011
Associate Financial Representative
Denver, CO
Investment Specialist for the Managing Partner of the branch to expand and support the Wealth Management clients of the team.
• Supported the Managing Partner through case analysis, accoun...
Jan 2011 — Sep 2011
Internal Auditor/Commercial Loan Officer
Gypsum, CO and Aspen, CO
Oct 2005 — Aug 2007
Education
2001 — 2004
1994 — 1998
Occupations
Executive
Compliance Manager
Director of Quality Control
Director of Operations
Supporting Member
Accountant
Finance and Accounting Specialist
Representative
Managing Partner
Operations Manager
Team Member
Accounting Bookkeeper
Bookkeeper
Partner
Chief Executive
Skills
Series 63
Fixed Income
Portfolio Management
Managerial Finance
Investments
Strategic Planning
Equities
Pension and Profit
Sec and State Filings
Risk Management
Credit
Series 10
Financial Analysis
Regulatory Compliance
Series 24
Audits
Balanced Portfolios
Wealth Managment
Series 65
Series 7
Series 9
FAQs about Katherine Gengler
What's the main profession of Katherine Gengler?
This professional's job is Compliance Manager
What are the main profession of Katherine Gengler?
These person's professions are Executive and Compliance Manager
Where does Katherine Gengler live?
Denver, Colorado is the place where Katherine Gengler lives
How many companies did Katherine Gengler work at?
The professional worked at five jobs.
Where has Katherine Gengler studied?
Katherine studied at the Webster University from 2001 to 2004.
What is professional industry that Katherine Gengler is connected to?
Katherine Gengler works in Financial Services industry.
Are there any special skills, that Katherine Gengler has?
Katherine Gengler has such skills as Series 63, Fixed Income, Portfolio Management, Managerial Finance, Investments, Strategic Planning, Equities, Pension and Profit, and Sec and State Filings.