Justin Charles Diner is a high-skilled expert, who works in Financial Industry Regulatory Authority (Finra) on the position of Examiner at the Financial Industry Regulatory Authority since 2016. Justin has earned professional experience in more than six positions at various companies. Justin Charles Diner went to the Georgetown University Law Center and received education from 2014 to 2015. Estero, Florida is the city, where the professional was known to settle. This professional's email address and phone number can be accessed through this website by request.
Name variants:
Jus Diner,
Just Diner
Last updated May 29, 2024
Contact Information
Last Update
Jul 5, 2022
Email
jd**@msn.com
Location
Estero, FL
Workplace
Examiner at the Financial Industry Regulatory Authority
Industry
Financial Services
Colleagues
Work History
Examiner at the Financial Industry Regulatory Authority
Conduct sales practice, financial operations, branch, and cause examinations on FINRA member firms. Examine for compliance with the federal securities laws and FINRA rules. Take on-the-recor...
Jan 31, 2016 — Dec 2018
Student Honors Program
Researched and wrote memoranda on issues surrounding Section 10(b) and Rule 10(b)-5 fraud, insider trading, the executive compensation claw-back authority of the SEC, compliance, and books a...
Jan 1, 2015 — Apr 30, 2015
Staff Attorney
Bonita Springs, FL
Serve as Staff Attorney for the City of Bonita Springs City Attorney’s Office through the University of Miami Legal Corps Program. Drafted contracts including artist agreements, over 100 pro...
Dec 2013 — Jun 2014
Law Clerk and Intern
Completed courtroom observation of ex parte calendar, hearings, and adversarial trials. Assessed probate court cases, research, and referenced applicable case law. Drafted legal memoranda, e...
2012 — Mar 2012
Law and Court Room Intern and Volunteer
Conducted legal research and drafted memoranda. Observation of courtroom criminal procedure.Specifically worked onjuvenile, misdemeanor, and felony criminal cases. Worked on an appellate bri...
Jun 2011 — Aug 31, 2011
Education
2014 — 2015
2010 — 2013
2006 — 2010
Occupations
Examiner
Lawyer
Accountant
Finance and Accounting Specialist
Executive
Executive Compensation
Chairperson
Inspector
Accounting Bookkeeper
Bookkeeper
Chief Executive
Skills
Legal Writing
Public Speaking
Legal Research
Research
Litigation
Editing
Securities
Finance
Securities Regulation
Securities Litigation
Investment Advisers Act
Investment Company Act
Corporate Governance
Securities Investigations
Securities Offerings
Legal Issues
Corporate Law
Westlaw