Joseph Devivo

Director Head of Americaâ S Equities Compliance

Joseph Devivo is a high-level expert, that works in Barclays as a Director Head of Americaâ S Equities Compliance from 2019. Joseph Devivo has earned professional experience in more than ten positions at different companies. Joseph Devivo went to the Fairleigh Dickinson University and got education there from 1988 to 1992. Joseph Devivo has these professional qualifications: Series 7,55,63. Southfield, Michigan is the city, where this expert was lastly known to be situated. Joseph's email address and number are easily accessed through SoftwareOfficial by request.
Name variants:
Jozeph Devivo, Joe Devivo, Joey Devivo, Jo Devivo, Jos Devivo, Jody Devivo, Guiseppe Devivo, Sepp Devivo
Last updated May 27, 2024

Contact Information

Last Update
Jul 11, 2022
Email
jd**@comcast.net, jo**@goldmansachs.com, jo**@umb.edu
Location
Southfield, MI
Company

Workplace

Barclays
Director Head of Americaâ S Equities Compliance

Industry

Financial Services

Work History

Director Head of Americaâ S Equities Compliance

from Oct 2019

Director Equity Advisory Compliance

from Feb 2018

Vice President Co Head Americas Surveillance

200 West St, New York, NY 10006
At Goldman Sachs, we believe progress is everyone's business. That's why we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow.Founde...
Aug 2015 — Feb 2018

Director Equity Compliance

New York, NY
Jun 2010 — Aug 2015

Head Trader and Sales Trader

Jan 2009 — Apr 2010

Vice President Cash Equity Trading

100 north Tryon St, Charlotte, NC 28202
Feb 2006 — Jan 2009

Market Maker

Aug 2005 — Dec 2005

Market Maker

Jan 1996 — Jan 2005

Floating Trader, Assistant Trader, Agency Trader

Jan 1996 — Jan 2000

Mutual Fund Trader

Jan 1994 — Jan 1996

Occupations

Executive
Director
Accountant
Finance and Accounting Specialist
Operations Manager
Accounting Bookkeeper
Bookkeeper

Skills

Equities
Trading
Securities
Capital Markets
Bloomberg
Finance
Series 7
Fixed Income
Series 63
Banking
New Business Development
Prime Brokerage
Equity Trading
Trading Systems
Electronic Trading
Series 55
Hedge Funds
Financial Markets
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