Jonathan Schultz is a highly qualified professional, who works in Cantor Fitzgerald main office of which is in 4. as a Aml Compliance Officer since 2018. This person has earned professional experience in more than nine positions at different companies. Jonathan Schultz went to the University of Wisconsin - Madison and received education from 1988 to 1993. Jonathan has such qualifications as Cams, Series 7, 4, 24, 63, and Asa Basic Keel Boat Instructor. Fitchburg, Wisconsin is the city, where this expert was lastly known to settle. This professional's email address and phone are easily accessed through this website by request.
Name variants:
Jon Schultz,
Jonny Schultz
Last updated May 28, 2024
Contact Information
Workplace
Colleagues
Work History
Aml Compliance Officer
499 Park Ave, New York, NY 10022
Provide AML compliance oversight for the group of U.S. regulated broker dealers and registered investment advisors engaging in asset management, market making and securities trading (equitie...
Jan 2018 — May 2020
Senior Compliance Consultant
90 Broad St SUITE 902, New York, NY 10004
Engaged by international banks to assist with BSA/AML and Sanctions compliance; subject matter expert on Know Your Customer (KYC), Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD)
Jan 2017 — Nov 2017
Aml and Sanctions Compliance Officer, Vice President, Cams
1633 Broadway, New York, NY 10003
Enforced AML and core compliance for a global financial brokerage firm engaging in ADR, algorithmic, direct market access (DMA), DVP/RVP, ETF, global clearing and prime brokerage businesses
Apr 2010 — Oct 2016
Aml Compliance Officer, Assistant Vice President
1633 Broadway, New York, NY 10003
Provided oversight of global client on-boarding process, including client risk rating, quality assurance of KYC/CIP documentation and CDD/EDD measures; significantly shortened new account ap...
2008 — 2010
Business Owner
Engaged for USA PATRIOT ACT and regulatory compliance initiatives for US and Non-US businesses
Assisted Chief Compliance Officers in oversight of compliance programs, assessments and revis...
Mar 2006 — Apr 2008
Business Support Manager, Vice President
7118 College Ave, Kansas City, MO 64132
Managed corporate real estate projects and project management for business/merger activities
performed site selection, occupancy/space planning
managed projects through lifecycle in the e...
Oct 2004 — Dec 2005
Brokerage Liaison Specialist, Vice President
Specialized in corporate initiatives in real estate and major technology projects
Project member for brokerage acquisitions, software and hardware modernization efforts. Analyzed, develope...
Nov 2001 — Oct 2004
Regional Manager, Assistant Vice President
Provided risk and sales management supervision of Registered Representatives and non-registered staff
1998 — 2001
Supervisor, Electronic Trading
Managed a team of Registered Representatives that provided equity, fixed income, mutual fund and option trading services in a 24-hour trading and customer service center environment
Provid...
1996 — 1998
Education
1988 — 1993
Occupations
Compliance Officer
Accountant
Bank Examiner
Executive
Director of Quality Control
Sales Specialist
Agent
Real Estate Broker
Licensed Real Estate Broker
Finance and Accounting Specialist
Counselor
Subject Matter Expert
Doctor of Education
Financial Compliance Examiner
Auditor
Compliance Manager
Sales Representative
Property Manager
Real Estate Manager
Accounting Bookkeeper
Bookkeeper
Advisor
Skilled Professional
Skills
Financial Services
Banking
Investments
Management
Securities
Finance
Risk Management
Equities
Trading
Leadership
Series 7
Mutual Funds
Aml
Financial Risk
Finra
Financial Markets
Wealth Management
Fixed Income
Hedge Funds
Series 63
Derivatives
Financial Analysis
Project Management
Bloomberg
Capital Markets
Kyc
Executive Management
Business Analysis
Electronic Trading
Sales Management
Options
Due Diligence
Trading Systems
Portfolio Management
Credit
Strategic Planning
Business Strategy
Process Improvement
Brokerage
Alternative Investments
Project Planning
Teamwork
Vendor Management
Strategic Financial Planning
Relationship Management
Sales
Asset Managment
Real Estate
Insurance
Retail
FAQs about Jonathan Schultz
What is the main profession of Jonathan Schultz?
This professional's job is Financial Services
What jobs is Jonathan Schultz proficient at at?
The expert is proficient at Compliance Officer jobs.
Where is Jonathan Schultz located?
The expert is currently located in Fitchburg, Wisconsin.
Does the professional have the email address?
jo**@verizon.net is Jonathan Schultz's email address.
Where did Jonathan Schultz work?
This expert worked at Cantor Fitzgerald, Linium Resources.
What education does Jonathan Schultz have?
Jonathan studied at the University of Wisconsin - Madison from 1988 to 1993.
Are there any certifications, that Jonathan Schultz has?
The expert received the following certifications: Cams, Series 7, 4, 24, 63, Asa Basic Keel Boat Instructor, and Series 7, 4, 24, 9/10, 63.
What are the skills of Jonathan Schultz?
This person has such skills as Financial Services, Banking, Investments, Management, Securities, Finance, Risk Management, Equities, Trading, Leadership, Series 7, Mutual Funds, Aml, and Financial Risk.