Jennifer Connors is a eficient professional, working in Baker & Mckenzie main office of which is in 226. as a Partner since 2020. This person has earned professional experience in more than 13 positions at various companies. Jennifer Connors went to the Fordham Law School and was studying from 2001 to 2002. New York, New York is the city, where this person was known to be living. This professional's email address and phone are accessed through this website on demand.
Name variants:
Jen Connors,
Jenny Connors,
Jennie Connors,
Jenne Connors,
Jan Connors
Last updated May 25, 2024
Contact Information
Last Update
Jul 7, 2022
Email
je**@fiscvl.com, je**@alston.com
Location
New York, NY
Company
Workplace
Colleagues
Work History
Counsel
1201 west Peachtree St SUITE 4900, Atlanta, GA 30309
At Alston & Bird, a leading national and international firm, our people trust the people they work for, take pride in what they do, enjoy the people they work with and serve the communities ...
Sep 1, 2015 — Mar 2018
General Counsel and Chief Compliance Officer
80 Pine St FLOOR 27, New York, NY 10005
Jul 2013 — Sep 2015
Goldman Sachs Electronic Trading and Redi Global Technologies Compliance
200 West St, New York, NY 10006
2012 — Jul 2013
Global Head of Brokerage Compliance, Chief Compliance Officer, E*Trade Clearing Llc
Managed global compliance staff located in US, Europe, Asia. Business lines include: retail online brokerage, investment advisers and mutual funds, institutional sales and trading, market ma...
2006 — 2012
Senior Vice President, Director of Equities Compliance
Responsible for all aspects of compliance for US Equities Division including market making, block trading, listed and OTC options, volatility, convertibles, derivatives, proprietary trading,...
2005 — 2006
Director and Senior Vice President, Global Head of Compliance and Associate General Counsel
1 Liberty Plz, New York, NY 10006
Managed global compliance function for broker-dealers located in the US, Canada, Europe, Australia and Hong Kong. Responsible for all aspects of regulatory compliance including SRO and SEC e...
2001 — 2005
Director, Equity Counsel and Director of Regulatory Affairs
Acted as liaison with SROs regarding regulatory matters; coordinated and responded to SRO examinations and inquiries. Managed registration function including development of continuing educat...
1999 — 2001
Senior Vice President, Director of Compliance and Corporate Counsel
Drafted and negotiated clearing agreements, customer access agreements, technology product license agreements
corporate structure
corporate governance matters
intellectual property and h...
1994 — 1999
Divisional Vice President, Litigation and Advisory Counsel
Participated in all phases of NASD and NYSE arbitration hearings throughout the US. Drafted pleadings
met with clients and conducted hearings
managed independent caseload.
1992 — 1994
Education
2001 — 2002
1987 — 1990
1983 — 1987
Occupations
Executive
Partner
Lawyer
Law Specialist
Accountant
Finance and Accounting Specialist
Chief Executive
Lawyer
Accounting Bookkeeper
Bookkeeper
Skills
Finra
Equities
Derivatives
Securities Regulation
Prime Brokerage
Compliance
Regulatory Affairs
Brokerage
Market Structure
Fsa
Cross Border Transactions
Securities Law
Alternative Trading Systems
Sec Reporting
Correspondent Clearing
Retail Brokerage
Institutional Brokerage
Financial Services Litigation
Cybersecurity
Regulations