Jennifer Baum is a high-skilled professional, working in Occ main office of which is in 226. on the position of First Vice President Regulatory and Corporate Compliance from 2017. This expert gained professional experience in more than seven positions at different companies. Jennifer Baum went to the University of Illinois at Urbana - Champaign and received education there from 1982 to 1986. Miami, Florida is the city, where the professional was known to settle. Their email address and phone can be easily accessed through this website on demand.
Name variants:
Jen Baum,
Jenny Baum,
Jennie Baum,
Jenne Baum,
Jan Baum
Last updated May 25, 2024
Contact Information
Last Update
Jul 4, 2022
Email
jb**@dormantrading.com, je**@sbcglobal.net
Location
Miami, FL
Company
Workplace
Colleagues
Work History
First Vice President Regulatory and Corporate Compliance
125 south Franklin St, Chicago, IL 60606
from Nov 2017
Chief Compliance Officer
141 west Jackson Blvd SUITE 2070, Chicago, IL 60604
Feb 1, 2014 — Nov 2017
Compliance and Client Services
135 Hwy #202, Bedminster, NJ
Managed futures compliance functions and transitioned into management of US and Canada FX compliance.
Managerial oversight for all compliance staff.
Coordinated development of November 20...
Apr 2013 — Feb 2014
Executive Vice President Compliance and Client Integration
300 south Riverside Plz #1800, Chicago, IL 60606
Managed compliance and legal functions for transition to clearing FCM, including development and implementation of policies and procedures, regulatory reporting, vendor management and contr...
Jan 2012 — Mar 2013
Executive Vice President Client Solutions
717 5Th Ave, New York City, NY 10022
Responsible for management of global staff of 55 individuals responsible for the execution of AML and KYC/CIP requirements, credit reviews, tax reporting and documentation across all asset ...
Aug 2008 — Jan 2012
Managing Director- Investigations
Managed staff of 30 responsible for enforcing trading floor and electronic trade practice rules and regulations, including case review and approval, budget management, hiring and personnel i...
Jun 1995 — Aug 2008
Associate Director
20 south Wacker Dr, Chicago, IL 60606
Managed staff responsible for identifying potential trade practice violations in Interest Rate and Currency markets. -Developed training programs for internal and external integration initia...
2007 — 2008
Education
1982 — 1986
Occupations
Executive
Director of Quality Control
Vice President
Accountant
Finance and Accounting Specialist
Compliance Manager
Chief Executive
Accounting Bookkeeper
Bookkeeper
Skills
Derivatives
Electronic Trading
Equities
Options
Trading Systems
Financial Markets
Trading
Hedge Funds
Securities
Commodity
Fixed Income
Risk Management
Management
Capital Markets
Alternative Investments
Finra
Fx Options
Hedging
Series 7
Trading Strategies
FAQs about Jennifer Baum
What's the main profession of Jennifer Baum?
This professional's job is Chief Compliance Officer
What jobs is Jennifer Baum a professional at?
The expert is a professional such jobs as Executive and Director of Quality Control.
Where is Jennifer Baum located?
Jennifer is located in Miami, Florida.
Does the expert have the email address?
jb**@dormantrading.com and je**@sbcglobal.net is Jennifer Baum's email address.
Where did Jennifer Baum work?
Jennifer worked at Occ, Dorman Trading Llc.
What education does Jennifer Baum have?
Jennifer studied at the University of Illinois at Urbana - Champaign from 1982 to 1986.
Are there any special industries, that Jennifer Baum works in?
This professional works in Financial Services industry.
What are special skills of Jennifer Baum?
Jennifer Baum has the following skills: Derivatives, Electronic Trading, Equities, Options, Trading Systems, Financial Markets, Trading, Hedge Funds, Securities, Commodity, Fixed Income, and Risk Management.