Jeff M Frankel is a high-skilled expert, working in Lm Capital Group on the position of Chief Compliance Officer from 2010. This expert has earned professional experience in more than five positions at different companies. Jeff M Frankel went to the University of Hartford and was studying there from 1988 to 1992. San Diego, California is the city, where the professional was lastly known to be located. Jeff's e-mail and phone can be easily accessed through this website by request.
Name variants:
Geoffrey Frankel,
Jefferson Frankel,
Jeffrey Frankel
Last updated May 24, 2024
Contact Information
Last Update
Jul 6, 2022
Email
jf**@lmcapital.com, fr**@yahoo.com, fr**@yahoo.com
Location
San Diego, CA
Company
Lm Capital Group
Workplace
Chief Compliance Officer
Work History
Chief Compliance Officer
Chief Compliance Officer for San Diego Based Investment Advisory firm, specializing in fixed income money management for institutional investors. Responsibilities include: Review of client i...
from Jan 1, 2010
Assistant Vice President - Compliance
4707 Executive Dr, San Diego, CA 92121
Serve as OSJ Branch Manager for nearly 300 Financial Advisors. Responsibilities in this role include; suitability reviews of client transactions, sales practice reviews, review of FA's Outsi...
Nov 2004 — Jan 2009
Financial Advisor
Assisted branches largest producer and OSJ Branch Manager in prospecting for clients and processing of transaction paperwork. Researched performance of Mutual Funds and comparisons of Variab...
Jun 2004 — Oct 2004
Vice President Equity Trading- Market Maker
Made proprietary markets in several large-cap NASDAQ stocks. Traded customer order flow. Created cost cutting methods. Entertained potential customers. Attended national traders’ conventions...
1997 — 2001
Account Executive and Sales Trader
309 west 49Th St, New York, NY 10017
Covered OTC desks in NY and Midwest, as Sales Trader. Assisted NASDAQ Market Makers and “sell side” traders in executing customer and proprietary equity orders. Handled paperwork for the ins...
1993 — 1997
Education
1988 — 1992
Occupations
Executive
Director of Quality Control
Manager
Managers
Counselor
Accountant
Finance and Accounting Specialist
Assistant Vice President
Marketer
Branch Manager
Advisor
Compliance Manager
Operations Manager
Accounting Bookkeeper
Bookkeeper
Vice President
Chief Executive
Field Marketing Specialist
Marketing Manager
Skills
Investments
Equities
Mutual Funds
Trading
Risk Management
Fixed Income
Investment Advisory
Securities
FAQs about Jeff M Frankel
What's the profession of Jeff M Frankel?
This professional's job is Chief Compliance Officer
What are the main profession of Jeff?
These person's professions are Executive and Director of Quality Control
Where is Jeff M Frankel located?
Jeff is currently located in San Diego, California.
What is Jeff M Frankel's email?
The expert's email is jf**@lmcapital.com and fr**@yahoo.com.
How many companies did Jeff M Frankel work at?
The professional worked at five jobs.
Where has Jeff M Frankel studied?
Jeff studied at the University of Hartford from 1988 to 1992.
What languages does Jeff M Frankel speak?
Jeff M Frankel speaks English.
Are there any professional industries Jeff M Frankel works in?
Jeff works in Financial Services industry.