Janette Brock

Osj and Branch Sup

Janette Brock is a eficient expert, working in Axa Advisors main office of which is in 4. as a Regional Vice President, West Region at Axa Advisors, Llc from 2017. This expert gained professional experience in more than eight positions at various companies. Janette Brock went to the University of Washington and got education from 1986 to 1989. Janette has such qualifications as Series 7 and Series 24. Carlsbad, California is the area, where this expert was lastly known to settle. The person's phone and email can be easily accessed through this website on demand.
Name variants:
Janet Brock
Last updated May 24, 2024

Contact Information

Last Update
Jul 4, 2022
Email
tj**@sbcglobal.net, jb**@flexibleplan.com
Location
Carlsbad, CA
Company

Workplace

Regional Vice President, West Region at Axa Advisors, Llc

Santa Rosa, CA

Industry

Business Services at Non-Commercial Site

Work History

Regional Vice President, West Region at Axa Advisors, Llc

New York, NY
Recruit and develop a loyal team of experienced and developing Advisors. Focus on transitioning/retiring military personnel and experienced advisors. Focus on diversity. Developed strong rel...
Apr 2017 — Jan 2019

Independent Financial Advisor

Develop loyal clientele in a highly regulated industry. Managed ever-increasing client base. Develop and implement policies and procedures to complete compliance ready files. Successfully...
Apr 2009 — Mar 2017

Regional Business Consultant

3883 Telegraph Rd SUITE 100, Bloomfield Hills, MI 48302
Developed the Southern California territory with more than 5000 Broker/Dealer, RIA and Hybrid RIA organizations. Successfully building relationships of existing Advisor client base. Devel...
Jun 2015 — Dec 2016

Board Member

789 Sherman St SUITE 210, Denver, CO 80203
2009 — 2013

Director - Investor Relations

Build and support relationships with investors of small commercial real estate firm. Build joint venture relationships with Broker Dealers to sell Private Placement offerings for project g...
Jan 2007 — Dec 2009

Investment Representative

Secured relationships and built strategic plans for new business using proprietary mutual funds and annuity products. Supported companies product lines and new product releases. Supervise...
Jul 2005 — May 2006

Dean Investment Associates

Jun 1997 — Jun 2005

Account Executive

1585 Broadway, New York, NY 10003
Managed portfolios, 80% in a fee based, consulting practice. Far exceeded minimum sales performance standards for new Advisors. Focused on consultative teaching approach to obtain clients...
Feb 1993 — Jun 1997

Education

1986 — 1989

Occupations

Executive
Regional Vice President
Military
Doctor of Education
Accountant
Finance and Accounting Specialist
Financial Broker
Financial Consultant
Vice President
Chief Executive
Accounting Bookkeeper
Bookkeeper
Financial Services Professional
Financial Services Sales Agent

Skills

Jewelry Design
Anti Aging
Health
Securities
Otc Clearing
Dtc
Pinksheet
15C2 11
Eco Friendly
Family/Home/Pet Eco Friendly Products
Investments
Mutual Funds
Series 63
Series 7
Hedge Funds
Trading
Funding
Valuation
Small Business
Capital Markets
Investor Relations
Equities
Financial Analysis
Retirement Planning
Portfolio Management
Private Equity
Finance
Private Placements
Venture Capital
Business Development
Accounting
Financial Services
Strategic Planning
Investment Banking
Finra
Alternative Investments
Business Planning
Management
Series 24
Budgets
Corporate Finance
Asset Management
Start Ups
Financial Modeling
Marketing
Estate Planning Strategies
Insurance Strategies
Asset Allocation Strategies
Financial Strategies
Employee Benefits
Executive Benefit Strategies
Estate Conservation Strategies
Strategic Partnerships
Long Term Care
Insurance Needs Analysis
Executive Reporting
Service Delivery
Professional Services
Project Management
Pre Sales
Influence Others
Managed Services
Team Building
Team Management
Negotiation
Team Development
Investment Advisory
Investment Strategies
Interpersonal Skills
Regulatory Compliance

FAQs about Janette Brock

What is the profession of Janette Brock?

This professional's job is Osj and Branch Sup

What jobs is Janette proficient at at?

The expert is a professional Executive and Regional Vice President jobs.

Where does Janette Brock currently live?

Carlsbad, California is the place where Janette Brock currently lives

What is Janette's email?

The expert's email is tj**@sbcglobal.net and jb**@flexibleplan.com.

How many companies did Janette Brock work at?

The professional worked at eight jobs.

Where has Janette Brock studied?

Janette studied at the University of Washington from 1986 to 1989.

What are the certifications of Janette Brock?

Janette Brock received the following certifications: Series 7 and Series 24.

What languages does Janette Brock speak?

Janette Brock speaks English.
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