James Moore

Assitant Vice President Cash Equities Technology

James Moore is a eficient expert, working in Wells Fargo Securities as a Assitant Vice President Cash Equities Technology from 2015. James gained professional experience in more than nine positions at different companies. James Moore went to the Saint Francis College and received education there from 1983 to 1989. This expert has such qualifications as Series 7 Inactive, Series 63 Inactive, and Acams Anti Money Laundering. New York, New York is the city, where the professional was lastly known to live. The person's email address and phone are easily accessed through this website by request.
Name variants:
Jaymes Moore, Jaimes Moore, Jim Moore, Jimmy Moore, Jimmie Moore, Jamie Moore, Jem Moore
Last updated May 23, 2024

Contact Information

Last Update
Jul 9, 2022
Email
ja**@yahoo.com
Location
New York, NY

Workplace

Wells Fargo Securities
Assitant Vice President Cash Equities Technology

Industry

Financial Services

Work History

Assitant Vice President Cash Equities Technology

from Oct 2015

Equity and Etf Trade Support Analyst

499 Park Ave, New York, NY 10022
Jan 2014 — May 2015

Assistant Vice President Cash and Equity Trade Support

Sep 2007 — Jul 2013

Equity Trade Support

New York, NY
Sep 2007 — Jul 2013

Trading Services Analyst

Assisted managers and sponsors on trade execution, security/ account setup and overall access. Provided first level support for the following products: Galaxy/ Fix Trade Routing, Browser A...
Jul 2005 — Sep 2007

Trade Support Specialist

Ubs
Communicated with various trade support desks to rectify trade breaks. Utilized ADP and Brass to make trade corrections in customer, conduit and Brass trading accounts for OTC, listed and ...
Dec 2003 — Jun 2005

Trade Support Specialist

Stamford, CT
Dec 2003 — Jun 2005

Equity Trade Support

2000 — Jan 2014

Purchase and Sales Senior Trade Representative and Equity Order Room Representative

601 Riverside Ave, Jacksonville, FL 32204
Purchase and Sales Senior Trade Representative 1998 2003 Reconciled listed and NSCC / OTC contract sheets. Utilized OCS and NASDAQ / ACT workstation to gain clearance or to withhold trade...
Sep 1994 — Dec 2003

Education

1983 — 1989

Bachelor of Science in Business Management

Brooklyn, NY

Occupations

Executive
Vice President
Accountant
Finance and Accounting Specialist
Analyst
Chief Executive
Accounting Bookkeeper
Bookkeeper
Analysts

Skills

Equities
Trading
Fixed Income
Investments
Middle Office
Back Office
Derivatives
Bonds
Fidessa
Mutual Funds
Business Analysis
Troubleshooting
Traders
Etfs
Access
Nasdaq Act Workstation
Support Sector and Sales Traders
Troubleshooting Technical Issues
Basics of Unix
Trading Systems
Acams Anti Money Laundering
Bloomberg
ACT Trade Reporting
AML
Fidessa
Omgeo
OASYS
CTM
KYC
BUY INS

FAQs about James Moore

What is the main profession of James Moore?

The expert is a Assitant Vice President Cash Equities Technology.

What jobs is James a professional at?

The expert is proficient at Executive and Vice President jobs.

Where is James Moore located?

James Moore is currently located in New York, New York.

What is James Moore's email?

The expert's email is ja**@yahoo.com.

Where did James Moore work?

This expert worked at Wells Fargo Securities, Cantor Fitzgerald.

What education does James Moore have?

James studied at the Saint Francis College from 1983 to 1989.

Are there any professional certifications, that James Moore has?

This expert received the following certifications: Series 7 Inactive, Series 63 Inactive, Acams Anti Money Laundering, Financial Industry Regulatory Authority (Finra), and Acams.

Are there any professional industries James Moore works in?

James Moore works in Financial Services industry.
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