Jacquelyn Pikowski

Working hard to ensure you have a great experience on your car buying journey.

Work on store team to service food and beverage needs of customers.

Interface with customers via inbound or outbound calls, email or web chat for the purpose of resolving customer issues while practicing superior customer service and enhancing customer's exp...

Prepared customer orders for shipment.

Recruited and tasked with mission to analyze and update company’s investment banking broker-dealer and wealth management compliance/supervisory programs.

Recruited by ConvergEx to completely update its options broker-dealer Compliance and Supervisory programs. Handling SRO inquiries, investigation, examinations and audits. Performing all comp...

Dually registered under both entities, CDMI being a market-making division and CGMI as a direct market access provider. Handled SRO inquiries, investigations and audits. Prepared written sup...

Conducted daily regulatory surveillance of CBOE member firms. Primary focus on option linkage activity including ongoing enhancement of surveillance procedures and technical aids. Worked wit...

Interacted extensively with trading staff and service providers to ensure regulatory compliance. Participated in examinations by regulatory entities of the firm. Completed annual review of b...

Supervised staff of six analysts and investigators. Worked with systems staff to create surveillance reports to ensure member firm compliance with SEC and Exchange rules, including Limit Ord...

Functioned as an equities and OEX options clerk for the Exchange.