Harmony Chen is a skilled expert, working in Guggenheim Partners main office of which is in 4. as a Director since 2019. This expert gained professional experience in more than seven positions at various companies. Harmony Chen went to the New York Law School and got education there from 2006 to 2010. This professional has these qualifications: New York State Bar Admission - First Department. New York, New York is the city, where this expert was lastly known to live. The professional's phone and email are accessed through this website on demand.
Name variants:
Harmony Chen
Last updated May 19, 2024
Contact Information
Last Update
Jul 14, 2022
Email
ha**@hotmail.com
Location
New York, NY
Company
Guggenheim Partners
Workplace
Director
Work History
Director
330 Madison Ave, New York, NY 10017
Equity Research Compliance at Guggenheim Securities
from Mar 2019
Director
388 Greenwich St, New York, NY 10013
Head of Research Compliance, North America
Feb 2013 — Feb 2019
Director - Risk Operations
Project Manager for various regulatory initiatives, including broker-dealer information barriers and Dodd-Frank Title VII
Jan 2012 — Feb 2013
Head of Equity Research Legal and Compliance
131 south Dearborn St, Chicago, IL 60603
May 2010 — Aug 2011
Vice President - Research Legal and Compliance
745 7Th Ave, New York, NY 10019
Sep 2008 — Aug 2009
Litigation Paralegal
51 west 52Nd St, New York, NY 10022
Jun 2000 — May 2002
Education
2006 — 2010
1996 — 2000
1992 — 1996
Occupations
Executive
Director
Operations Manager
Skills
Investment Banking
Research
Equity Research
Securities
Banking
Capital Markets
Due Diligence
Risk Management
Financial Services
Compliance
FAQs about Harmony Chen
What is the profession of Harmony Chen?
This professional's job is Director
What are the main profession of Harmony?
These person's professions are Executive and Director
Where does Harmony Chen currently live?
New York, New York is the place where Harmony Chen lives
What is Harmony Chen's email?
The expert's email is ha**@hotmail.com.
How many companies did Harmony Chen work at?
The professional worked at seven jobs.
What education does Harmony Chen have?
Harmony studied at the New York Law School from 2006 to 2010.
Are there any professional certifications, that Harmony Chen has?
This expert received the following certifications: New York State Bar Admission - First Department.
Are there any industries, that Harmony Chen is connected to?
Harmony Chen works in Legal Services industry.