Harisa Kuburas is a highly qualified expert, that works in Symetra main office of which is in 4. as a Broker Dealer Operations Program Manager from 2020. Harisa Kuburas gained professional experience in more than six positions at various companies. Harisa Kuburas went to the University of Iowa and was studying there. This expert has such professional qualifications as Series 6, 7, 24, 53, 4 and Series 6, 7, 24, 53, 4, 66. Des Moines, Iowa is the city, where this professional was known to be settled. This expert's contacts can be accessed through SoftwareOfficial on demand.
Name variants:
Harisa Kuburas
Last updated May 09, 2024
Contact Information
Last Update
Jul 8, 2022
Email
ku**@principal.com, hk**@hotmail.com
Location
Des Moines, IA
Company
Workplace
Colleagues
Work History
Broker Dealer Operations Program Manager
777 108Th Ave northeast SUITE 1200, Bellevue, WA 98004
from Jun 2020
Senior Compliance Auditor
200 north Pacific Coast Hwy, El Segundo, CA
Conducting compliance audits of securities brokerage and advisory branch offices.
from Jun 2019
Senior Compliance Analyst
711 High St, Des Moines, IA 50392
Compliance oversight and training
Conducting desk audits
Reviewing advertising and communication material
AML monitoring reports
Monitoring and research of sanction and PEP list matches...
Oct 2013 — Apr 2017
Trade Review Principal
Directly overseeing assigned representatives by reviewing and approving customer new accounts, daily transactions, and on-going activity
Conducting customer account reviews to detect poten...
May 2012 — Sep 2013
Senior Operations Coordinator
Administration of access to Pershing's NetX360 technology platform
Management of user roles and entitlements
Setup and maintenance of NetExchange Client and myEdocument Suite access
Trou...
Nov 2010 — May 2012
Education
Occupations
Executive
Program Director
Sales Specialist
Agent
Sales Agent
Accountant
Finance and Accounting Specialist
Auditor
Operations Manager
Sales Representative
Accounting Bookkeeper
Bookkeeper
Skills
Regulatory Compliance
Brokerage
Series 7
Process Improvement
Mutual Funds
Insurance
Securities Regulation
Financial Services
Securities
Investment Advisory
Retirement Planning
Retirement
Investments
Microsoft Office
Salesforce.com
Salesforce
Ms Office
Finra
Series 6
Variable Annuities
Netx360
529 Plans
Reit
Sungard
Variable Life
Indexed Annuities
Investment Advisor Compliance
Municipal Bonds
Docupace
FAQs about Harisa Kuburas
What is the main profession of Harisa Kuburas?
The expert is a Broker Dealer Operations Program Manager.
What are the profession of The professional?
These person's professions are Executive and Program Director
Where does Harisa Kuburas live?
Des Moines, Iowa is the place where Harisa Kuburas currently lives
Does the expert have the email address?
ku**@principal.com and hk**@hotmail.com is The expert's email address.
How many companies did Harisa Kuburas work at?
Harisa Kuburas worked at six jobs.
What education does Harisa Kuburas have?
Harisa studied at the University of Iowa.
What are the certifications of Harisa Kuburas?
Harisa received the following certifications: Series 6, 7, 24, 53, 4 and Series 6, 7, 24, 53, 4, 66.
What languages does Harisa Kuburas speak?
Harisa Kuburas speaks Bosnian and English.