Gauhar Naseem is a eficient expert, that works in Lpl Financial main office of which is in 353. on the position of Vice President, Associate Counsel from 2020. This person gained professional experience in more than four positions at different companies. Gauhar Naseem went to the University of Richmond School of Law and got education from 2003 to 2005. Washington, DC is the area, where this expert was lastly known to live. This professional's phone number and email can be accessed through this website on demand.
Name variants:
Gauhar Naseem
Last updated May 02, 2024
Contact Information
Last Update
Jul 8, 2022
Email
ga**@gmail.com, ga**@finra.org, ga**@gmail.com
Location
Washington, DC
Company
Workplace
Colleagues
Work History
Vice President, Associate Counsel
4707 Executive Dr, San Diego, CA 92121
from Jan 2020
Associate Gen Counsel
1300 east Main St, Richmond, VA 23220
Represented the Division of Securities and Retail Franchising (“Division”) and Bureau of Insurance (“Bureau”) as lead counsel in regulatory and enforcement matters before the Virginia State ...
Jan 2008 — Sep 2014
Principal Counsel- Division of Enforcement
Represent FINRA in enforcement matters and proceedings involving regulated member firms and individuals.
from Aug 2014
Associate
Practiced in the areas of insurance defense, product liability defense (asbestos) and commercial litigation.
Nov 2005 — Aug 2007
Education
2003 — 2005
1996 — 2002
Occupations
Executive
Vice President
Supporting Member
Government Official
Government Administration Professional
Lawyer
Chief Executive
Team Member
Community Service Manager
Skills
Legal Research
Securities Litigation
Broker Dealer Compliance
Financial Services
Investment Advisor Compliance
Federal Court Litigation
Insurance Agent and Agency Regulation
White Collar Criminal Defense
Securities Fraud
Litigation
Compliance
Securities Regulation
Legal Writing
Commercial Litigation
Civil Litigation