Erin K Preston

Chief Compliance Officer

Erin K Preston is a skilled professional, who works in Nabsecurities on the position of Chief Compliance Officer since 2019. Erin K Preston has earned professional experience in more than four positions at various companies. Erin K Preston went to the Elisabeth Haub School of Law at Pace University and was studying there from 2009 to 2013. This expert has these qualifications: Licensed To Practice In Ct and Ny, Series 7, 24, 63, and Series 7, 24. White Plains, New York is the area, where this professional was lastly known to live. Erin K Preston's e-mail and phone can be easily accessed through SoftwareOfficial on demand.
Name variants:
Erin Preston
Last updated May 13, 2024

Contact Information

Last Update
Jul 11, 2022
Email
er**@yahoo.com, ep**@dashfinancial.com
Location
White Plains, NY
Company
Nabsecurities

Workplace

Chief Compliance Officer

Work History

Chief Compliance Officer

from May 2019

Director of Compliance

Aug 2012 — Mar 2015

Associate General Counsel and Deputy Chief Compliance Officer

New York
Dash is a disruptive FinTech company specializing in advanced technology solutions for the institutional trading community. With a relentless focus on performance, transparency and service...
from Mar 2015

Compliance Analyst

2 Pickwick Plz, Greenwich, CT
Public Company 501-1000 employees IBKR Financial Services industry
Apr 2006 — Aug 2012

Occupations

Executive
Director of Quality Control
Accountant
Finance and Accounting Specialist
Director
Compliance Manager
Accounting Bookkeeper
Bookkeeper
Operations Manager

Skills

Securities
Equities
Hedge Funds
Fixed Income
Private Equity
Options
Financial Services
Electronic Trading
Bloomberg
Derivatives
Capital Markets
Series 7
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