Eric Difiore is a qualified expert, who works in Guggenheim Partners main office of which is in 4. as a Compliance Director and Regulatory Counsel from 2019. Eric Difiore has earned professional experience in more than nine positions at various companies. Eric Difiore went to the University of Connecticut and was studying there to 2013. Houston, Texas is the area, where this professional was lastly known to be situated. The person's phone number and email can be accessed through SoftwareOfficial by request.
Name variants:
Erik Difiore,
Erick Difiore,
Rick Difiore,
Ricky Difiore
Last updated May 10, 2024
Contact Information
Last Update
Jul 6, 2022
Email
er**@guggenheimpartners.com, er**@gmail.com, er**@gmail.com
Location
Houston, TX
Company
Guggenheim Partners
Workplace
Compliance Director and Regulatory Counsel
Work History
Compliance Director and Regulatory Counsel
330 Madison Ave, New York, NY 10017
from Apr 2019
Vice President
330 Madison Ave, New York, NY 10017
Guggenheim Partners is a global investment and advisory firm with more than $240 billion as of 6.30.2016. Across our three primary businesses of investment management, investment banking, an...
from May 1, 2016
Investment Management Compliance - Legal Affairs
200 Park Ave, New York, NY 10016
Jun 2014 — May 2016
Senior Specialist - Investment Management Compliance
Developed compliance rules based on client investment guidelines and work with BlackRock Solutions to implement and test those compliance rules. Reviewed daily compliance exceptions and noti...
Feb 2013 — May 2014
Analyst
1 Financial Plz, Hartford, CT 06101
Assisted Portfolio Managers in reporting portfolio and other analytical data to over 150 clients through different financial programs. Conducted quarterly SQL queries to identify unlabeled C...
Dec 2009 — Jan 2013
Legal Extern
Assisted the Tax Department in projects involving permanent establishment of subsidiaries, international trademark issues and fiscal year filing requirements. Research included state and fed...
Aug 2012 — Aug 2012
Intern and Tax Consultant
Assisted in the preparation of the following federal tax forms; Forms 851, 926, 966, 1065, 1120, 5471, 5472. Assisted in the preparation of federal, state and local tax forms. Assisted tax c...
Jun 2008 — Mar 2009
Intern
100 1St St SUITE 1600, San Francisco, CA 94105
Worked directly for directors and managing directors with assigned client projects.
Organized Investment Portfolio Statements, arranged client files, and edited Client Portfolio Reports.
...
Jan 2005 — Apr 2008
Education
2009 — 2013
2009 — 2013
2010 — 2013
2005 — 2009
2007 — 2007
Occupations
Executive
Director
Accountant
Finance and Accounting Specialist
Professor
Associate Professor
Operations Manager
Accounting Bookkeeper
Bookkeeper
Lecturer
Postsecondary Teacher
Skills
Finance
Bloomberg
Microsoft Excel
Microsoft Office
Legal Writing
Financial Analysis
Legal Research
Financial Risk
Risk Management
Auditing
Investments
Analysis
Management
Portfolio Management
Research
Legal Compliance
Microsoft Sql Server
FAQs about Eric Difiore
What is the main profession of Eric Difiore?
This professional's job is Compliance Director and Regulatory Counsel
What are the profession of The professional?
These person's professions are Executive and Director
Where does Eric Difiore currently live?
The expert currently lives in Houston, Texas.
What is the professional's email?
Eric's email is er**@guggenheimpartners.com and er**@gmail.com.
How many companies did Eric Difiore work at?
The professional worked at nine jobs.
What education does Eric Difiore have?
Eric studied at the University of Connecticut to 2013.
Are there any professional industries Eric Difiore is connected to?
This professional works in Financial Services industry.
Are there any special skills, that Eric Difiore has?
Eric Difiore has the following skills: Finance, Bloomberg, Microsoft Excel, Microsoft Office, Legal Writing, Financial Analysis, Legal Research, Financial Risk, Risk Management, Auditing, and Investments.