Diana Neuss

Chief Compliance Officer

Since 2015, Diana Neuss has been working in Smartleaf Asset Management based 499, 499. Diana Neuss is a qualified Chief Compliance Officer with over 41 years of work experience. According to Diana's resume and work profile, this expert has worked at more than seven places with diverse backgrounds and got different skills. Diana attended school at the Simmons University from 1980 to 1984. Diana Neuss can be found in Boston, Massachusetts – where this person currently lives. You can search for their phone number and email. We can also provide you additional contact information upon request.
Name variants:
Diane Neuss, Dianne Neuss, Di Neuss, Didi Neuss
Last updated Apr 19, 2024

Contact Information

Last Update
Jun 24, 2022
Email
dn**@smartleaf.com
Location
Boston, MA

Workplace

Smartleaf Asset Management
Chief Compliance Officer

Cambridge, MA

Industry

Financial Services

Work History

Chief Compliance Officer

1 Bowdoin St, Boston, MA 02114
from Jan 2015

Director - Customer Support

1 Bowdoin Sq, Boston, MA 02114
from 2007

Director - Operations

Converted $4.2 billion in customer assets from BrownCo LLC to E Trade Financial trading platform. Successfully managed multiple teams through conversion of assets and operating processe...
2005 — 2006

V.p - Director of Brokerage Operations

1985 — 2006

Vp, Director of Brokerage Operations

270 Park Ave, New York, NY 10010
Managed day-to-day operations of Corporate Actions, Dividend Processing, Tax Reporting and Document Management teams. Provided management support and professional development for staff, en...
2001 — 2005

Manager, Dividends and Government Reporting

Hired, trained and developed expanding staff from 2 to 8-member team throughout high growth and trade volume period. Effectively coordinated user acceptance and regression testing for bu...
1985 — 2000

Chief Compliance Officer

1 Bowdoin Sq, Boston, MA 02114

Education

1980 — 1984

Occupations

Executive
Director of Quality Control
Accountant
Finance and Accounting Specialist
Director
Compliance Manager
Accounting Bookkeeper
Bookkeeper
Operations Manager

Skills

Mutual Funds
Management
Process Improvement
Cross Functional Team Leadership
Leadership
Program Management
Trading
Financial Services
Portfolio Management
Software Documentation
Bloomberg
Fixed Income
Budgets
Integration
Securities
Options
Business Analysis
Negotiation
Capital Markets
Budgeting

FAQs about Diana Neuss

What's the main profession of Diana Neuss?

The expert is a Chief Compliance Officer.

What jobs is Diana proficient at at?

The expert is proficient at such jobs as Executive and Director of Quality Control.

Where does Diana Neuss live?

Diana Neuss currently lives in Boston, Massachusetts.

What is Diana Neuss's email?

Diana Neuss's email is dn**@smartleaf.com.

How many companies did Diana Neuss work at?

Diana Neuss worked at seven jobs.

What education does Diana Neuss have?

Diana studied at the Simmons University from 1980 to 1984.

What is professional industry that Diana Neuss worked in?

This person works in Financial Services industry.

Are there any special skills, that Diana Neuss has?

This person has skills in the following areas: Mutual Funds, Management, Process Improvement, Cross Functional Team Leadership, Leadership, Program Management, Trading, and Financial Services.
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