Derek J Bruton

Chief Executive Officer

Derek J Bruton is a highly qualified professional, working in Kingswood Group Us on the position of Chief Executive Officer from 2018. This person has earned professional experience in more than 14 positions at different companies. Derek J Bruton went to the Harvard Business School and received education there from 2012 to 2012. San Diego, California is the city, where this person was known to be living. Derek's phone number and email are easily accessed through this website by request.
Name variants:
Derrick Bruton, Derry Bruton, Rick Bruton, Ricky Bruton
Last updated May 04, 2024

Contact Information

Last Update
Jul 10, 2022
Email
de**@lpl.com, de**@tdwaterhouse.com
Location
San Diego, CA
Company
Kingswood Group Us

Workplace

Chief Executive Officer

Work History

Chief Executive Officer

from Apr 2018

President - Chalice Financial Network

from Apr 2018

Managing Director

85 Broad St, New York, NY 10004
Oct 2016 — Apr 2018

Chief Executive Officer

13520 Evening Creek Dr north SUITE 300, San Diego, CA 92128
As the CEO of Lucia Capital Group, Derek Bruton oversaw the growth and operations of the firm, its subsidiaries, and affiliates. He was directly responsible for leading the development and g...
Aug 2014 — Oct 2016

Board Member

Leader and active contributor to the strategic goals and mission of the Financial Services Institute. The Financial Services Institute (FSI) was founded in 2004 with a clear mission: to ensu...
Feb 2013 — Mar 2014

Private Client Group Committee Member

New York
Active committee member on the Private Client Group Committee. Objective: Lead and advise SIFMA on PCG issues related to: investment advice proposed regulations proposed legislation mar...
Aug 2012 — Mar 2014

Chairman

4305 University Ave SUITE 300, San Diego, CA 92105
Derek Bruton is Chairman of the Board of Big Brothers Big Sisters of San Diego County. He has served on the Board since 2011. For more than 100 years nationally and 50 locally, Big Brothers ...
2011 — 2015

Managing Director - Independent Advisor Services

4707 Executive Dr, San Diego, CA 92121
Sep 2007 — Apr 2014

Managing Director and National Sales Manager

200 south 108Th Avenue Cir, Omaha, NE 68164
National Sales Manager for TD Ameritrade Institutional Nationwide responsibility for sales strategy, business development, and relationship management for TD Ameritrade's RIA custody platf...
Mar 2004 — Sep 2007

Director - Money Manager Services

New York, NY
Built and oversaw institutional RIA custody business Overall responsibility for staff of 40 employees encompassing business development, strategic planning, marketing, product development ...
Aug 2001 — Mar 2004

Regional Sales Director - Schwab Institutional

211 Main St, San Francisco, CA 94105
Managed remote office of seven sales professionals, selling custody, clearing, trading, prime broker, and back-office support services to fee-based RIAs and financial planners Supervised t...
1994 — 2001

Portfolio Manager

Portfolio manager for large Registered Investment Advisor (RIA) practice Financial planning and asset management for high net-worth families
1992 — 1994

Equity Analyst

Emerging markets equity analyst for insurance division of Mitsui & Co. Specific focus on Latin American markets and equity research and analysis
1990 — 1992

Managing Director

200 south 108Th Avenue Cir, Omaha, NE 68164

Education

2012 — 2012
1985 — 1989
1981 — 1985

Occupations

Executive
Chief Executive Officer
Accountant
Finance and Accounting Specialist
Chairperson
Corporate Executive
Chief Executive
Accounting Bookkeeper
Bookkeeper

Skills

Investments
Financial Services
Wealth Management
Management
Asset Management
Series 7
Sales
Securities
Investment Advisory
Portfolio Management
Mutual Funds
Strategy
Series 63
Financial Advisory
Alternative Investments
Leadership
Finance
Series 24
Equities
Strategic Financial Planning
Asset Allocation
Retirement
Business Development
Retirement Planning
Investment Strategies
Fixed Income
Business Strategy
Executive Management
Strategic Planning
Risk Management
Insurance
Finra
Relationship Management
401K
Estate Planning
Investment Management
Hedge Funds
Series 65
Fixed Annuities
Etfs
Iras
Sales Management
Wealth Management Services
Management Consulting
Marketing Strategy
New Business Development
Morningstar
Salesforce.com
Wealth
Mergers and Acquisitions

FAQs about Derek J Bruton

What is the main profession of Derek J Bruton?

This professional's job is Chief Executive Officer

What jobs is Derek J Bruton a professional at?

Derek J Bruton is proficient at such jobs as Executive and Chief Executive Officer.

Where is Derek J Bruton currently located?

Derek J Bruton is located in San Diego, California.

What is Derek J Bruton's email?

Derek's email is de**@lpl.com and de**@tdwaterhouse.com.

How many companies did Derek J Bruton work at?

The professional worked at 14 jobs.

What education does Derek J Bruton have?

Derek studied at the Harvard Business School from 2012 to 2012.

What languages does Derek J Bruton speak?

Derek J Bruton speaks English and Japanese.

What is the industry that Derek J Bruton is connected to?

This professional works in Financial Services industry.
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