David Berns

Vice President - Swap Dealer Compliance

David Berns is a high-skilled expert, working in Bny Mellon main office of which is in 4. on the position of Vice President - Swap Dealer Compliance from 2018. This expert gained professional experience in more than eight positions at different companies. David Berns went to the St. John's University and was studying there from 2008 to 2011. New York, New York is the area, where this person was lastly known to settle. Their email address and phone are easily accessed through SoftwareOfficial on demand.
Name variants:
Daved Berns, Dayvid Berns, Dave Berns, Davey Berns, Davie Berns, Davy Berns
Last updated Apr 29, 2024

Contact Information

Last Update
Jul 4, 2022
Email
ds**@gmail.com
Location
New York, NY
Company

Workplace

BNY Mellon
Vice President - Swap Dealer Compliance

New York, NY

Industry

Financial Services

Work History

Vice President - Swap Dealer Compliance

225 Liberty St, New York, NY 10006
from Sep 2018

Senior Manager - Compliance Testing

1680 Capital One Dr, Mclean, VA 22102
Manage the Independent Compliance Transaction Testing (“ICTT”) team responsible for testing Capital One’s commercial bank related activities, including, but not limited to: derivatives, secu...
Aug 2017 — Sep 2018

Vice President - Fixed Income Compliance

Implementation and management of the compliance program for the registered Swap Dealer Deutsche Bank AG. - Provided subject matter expertise with respect to CFTC regulations for fixed income...
Sep 2016 — Aug 2017

Assistant Vice President - Global Banking and Markets Derivatives Compliance

Responsible for assisting in the implementing and management of the compliance program for the registered Swap Dealer within HSBC Bank USA, N.A. -Support the Compliance department’s efforts ...
Jul 2013 — Sep 2016

Associate

Labor and employment litigation and counseling on behalf of employers, with emphasis on wage and hour matters. -Experience in defending claims of wage and hour violations; breach of contract...
Sep 2011 — Jul 2013

Summer Associate

1 Pennsylvania Plz, New York, NY
Performed extensive research and drafted legal memoranda in the areas of: securities law, including securities fraud claims under Rule 10b-5 of the Securities and Exchange Act; mass tort and...
Jun 2010 — Aug 2010

Summer Intern

Researched and drafted legal memoranda relating to federal statutes enforced by the Department (i.e., ERISA, OSHA and the FLSA). Analyzed and applied facts for use by attorneys and investi...
Jun 2009 — Aug 2009

Legal Assistant

New York, NY
Assisted attorneys and legal staff with projects including: drafting client memoranda, conducting research, coding documents, and preparing discovery material. - Attended court proceedings.
Jan 2008 — Aug 2008

Education

2008 — 2011
2004 — 2008

Occupations

Executive
Vice President
Sales Specialist
Sales Agent
Accountant
Finance and Accounting Specialist
Senior Manager
Subject Matter Expert
Chief Executive
Sales Representative
Accounting Bookkeeper
Bookkeeper
Operations Manager
Skilled Professional

Skills

Employment Law
Labor Law
Legal Writing
Cftc
Dfa
Reporting
Dodd Frank
Financial Regulation
Legal Assistance
Securities Regulation
Fixed Income

FAQs about David Berns

What's the profession of David Berns?

This professional's job is Vice President - Swap Dealer Compliance

What are the profession of The expert?

These person's professions are Executive and Vice President

Where is David Berns located?

David Berns is currently located in New York, New York.

What is the professional's email?

The expert's email is ds**@gmail.com.

Where did David Berns work?

David Berns worked at Bny Mellon, Capital One.

Where has David Berns studied?

David studied at the St. John's University from 2008 to 2011.

Are there any professional industries, that David Berns is connected to?

David Berns works in Financial Services industry.

Are there any skills, that David Berns has?

This person has the following skills: Employment Law, Labor Law, Legal Writing, Cftc, Dfa, Reporting, Dodd Frank, Financial Regulation, Legal Assistance, Securities Regulation, and Fixed Income.
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