Name variants:
Danial Ellen,
Dan Ellen,
Danny Ellen
Last updated May 02, 2024
Contact Information
Last Update
Jul 5, 2022
Email
da**@qsinvestors.com, da**@yahoo.com, da**@eacm.com
Location
Bronx, NY
Company
Workplace
Colleagues
Work History
Compliance Manager
Norwalk, CT
Fund of hedge funds investmnet management company. subsidiary ofbankofnewyorkmelloncorp.xxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxxx...
Jan 2015 — Sep 2018
Consultant - Operations and Compliance
Utilize knowledge of ISDA protocols to review master agreements and CSA’s for six prime brokers and counterparties. Also review CFD opening contracts and MSFTA documentation. Perform complia...
2013 — 2014
Chief Operating Officer
Company offers operations and business development services in the financial and healthcare sectors.
Financial projects: Evaluating Basel 2/3 changes in capital quality and conservation, C...
2012 — 2013
Operations Manager
Head of operations for a $200M event driven hedge fund. Handled clearing for the following products: Domestic and international equity, bonds, converts, credit default swaps, options, PIPES,...
2004 — 2006
Occupations
Compliance Officer
Accountant
Bank Examiner
Executive
Director of Quality Control
Compliance Manager
Financial Compliance Examiner
Auditor
Skills
Fixed Income
Investments
Equities
Finance
Financial Analysis
Financial Risk
Credit Derivatives
Project Management
Valuation
Securities
Trading Operations
Operations Management
Revenue Cycle
Medical Billing
Operational Excellence
Financial Services
Structured Products
Compliance