Colleen Finney

Assistant Vice President, Compliance

Name variants:
Coleen Finney, Lena Finney
Last updated Jul 07, 2024

Contact Information

Last Update
Jul 7, 2022
Email
co**@transamerica.com
Location
Indianapolis, IN

Workplace

Oaktree Capital Management, L.P.
Assistant Vice President, Compliance

Los Angeles, CA

Industry

Investment Management, Investment Advisory Service Open-End Management Investment Security Broker or Dealer, Investment Advisory Service Open-End Management Investment Security Broker/Dealer, Security Brokers and Dealers

Work History

Assistant Vice President, Compliance

333 south Grand Ave, Los Angeles, CA 90071
from Aug 2019

Regulatory Compliance Associate

650 Newport Center Dr, Newport Beach, CA 92660
from Oct 2017

Director, Marketing and Advertising Compliance

1585 Broadway, New York, NY 10003
Morgan Stanley mobilizes capital to help governments, corporations, institutions and individuals around the world achieve their financial goals. For over 75 years, the firm's reputation for ...
May 2016 — Sep 2017

Advertising Review Analyst

570 Carillon Pkwy, St Petersburg, FL 33716
Feb 2015 — May 2016

Contract Attorney

May 2014 — Feb 2015

Legislative Fellow

Feb 2014 — May 2014

Federal Affairs Intern

May 2012 — Aug 2012

Legal Extern

122 State St SUITE 605, Madison, WI 53703
May 2011 — Oct 2011

Field Technician Support Intern

570 Carillon Pkwy, St Petersburg, FL 33716
Jun 2007 — Sep 2007

Occupations

Executive
Assistant Vice President
Accountant
Compliance Associate
Vice President
Chief Executive
Certified Auditor
Auditor

Skills

Legal Research
Microsoft Office
Legal Writing
Westlaw
Community Outreach
Research
Public Policy
Policy Analysis
Filing
Legislative Research
Microsoft Excel
Microsoft Word
Time Management
Nonprofits
Animal Welfare
Legislative Affairs
Federal Law
Data Entry
Powerpoint
Data Analysis
Appeals
Editing
Public Speaking
Legislative Relations
State Laws
Animal Law
Typing

FAQs about Colleen Finney

What's the main profession of Colleen Finney?

This professional's job is Assistant Vice President, Compliance

What jobs is Colleen Finney proficient at at?

Colleen Finney is a professional such jobs as Executive and Assistant Vice President.

Where does Colleen Finney live?

Indianapolis, Indiana is the place where Colleen Finney lives

What is Colleen Finney's email?

Colleen Finney's email is co**@transamerica.com.

How many companies did Colleen Finney work at?

The professional worked at nine jobs.

What education does Colleen Finney have?

Colleen studied at the University of Wisconsin Law School from 2010 to 2013.

Are there any certifications, that Colleen Finney has?

The expert received the following certifications: Series 24, Series 7, Bar Membership, Financial Industry Regulatory Authority (Finra), and State Bar of Wisconsin.

Are there any professional industries, that Colleen Finney works in?

This professional works in Investment Management industry.
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