Name variants:
Colette Dolan
Last updated Jul 07, 2024
Contact Information
Last Update
Jul 12, 2022
Email
cs**@comcast.net
Location
Hassan, MN
Company
Workplace
Colleagues
Work History
Director of Operations
121 south 8Th St SUITE 1111, Minneapolis, MN 55402
The Johnston Group is an independent, registered investment advisory firm.
Over 20 years of financial services experience including:
Oversee compliance and operations for SEC registered R...
Jun 2016 — Jun 2017
Registered Principal
200 north Sepulveda Blvd SUITE 1300, El Segundo, CA 90245
Over 14 years of registered principal supervision including:
Responsible for day to day compliance oversight and surveillance.
Oversees annual compliance inspections, including pre-inspec...
2000 — Jun 2016
Chief Compliance Officer For Jra Fiancial Advisors
7373 Kirkwood Ct SUITE 300, Maple Grove, MN 55369
JRA Financial Advisors and Cetera Advisor Networks, LLC are not affiliated.
May 1995 — Jun 2016
Education
1992 — 1994
Occupations
Executive
Manager
Accountant
Finance and Accounting Specialist
Director of Operations
Operations Manager
Accounting Bookkeeper
Bookkeeper
Skills
Regulatory Compliance
Hr Management
Payroll Processing
Paychex
Quickbooks
Microsoft Office
Successfactors
Office Management
Staff Management
Staff Training
Customer Service
Document Imaging
Finance
Investments
Wealth Management
Investment Advisory
Series 7
Financial Advisory
Retirement Planning
Retirement
Estate Planning
Securities
Mutual Funds
Fixed Annuities
FAQs about Colette Stotts Dolan
What is the profession of Colette Stotts Dolan?
This professional's job is Sales Supervision Manager
What jobs is Colette Stotts Dolan proficient at at?
Colette Stotts Dolan is a professional such jobs as Executive and Manager.
Where is Colette Stotts Dolan currently located?
Colette is located in Hassan, Minnesota.
What is Colette's email?
Colette Stotts Dolan's email is cs**@comcast.net.
How many companies did Colette Stotts Dolan work at?
The professional worked at six jobs.
What education does Colette Stotts Dolan have?
Colette studied at the National Louis University from 1992 to 1994.
What are the certifications of Colette Stotts Dolan?
The professional received the following certifications: General Securities Principal, General Securities Representative, Municipal Securities Principal, and Uniform Securities Agent State Law Examination.
What languages does Colette Stotts Dolan speak?
Colette Stotts Dolan speaks English.