Cisco Saugandha Basu

Director - Financial Crime Prevention Assurance Americas

Ubs
Cisco Saugandha Basu is a qualified expert, who works in Ubs on the position of Director - Financial Crime Prevention Assurance Americas from 2020. Cisco gained professional experience in more than nine positions at different companies. Cisco Saugandha Basu has these qualifications: International Sanctions Compliance Officer and Certified Fraud Examiner (Cfe). New York, New York is the area, where this professional was lastly known to settle. This person's phone and email can be accessed through this website by request.
Name variants:
Cisco Basu
Last updated Jul 06, 2024

Contact Information

Last Update
Jul 14, 2022
Location
New York, NY
Company
Ubs

Workplace

Director - Financial Crime Prevention Assurance Americas

New York, NY

Industry

Security Broker/Dealer

Work History

Director - Financial Crime Prevention Assurance Americas

Ubs
from Jan 2020

Vice President- Principal Auditor| Anti Financial Crime | Aml|Sanctions and Embargoes

from Feb 2018

Vice President, Financial Crime Compliance Assurance and Testing Group

New York, NY
Jan 2017 — Feb 2018

Associate Director Operational Risk Manager Economic Sanctions Business Advisory and Controls

Jan 2015 — Jan 2017

Avp,Global Sanctions, Anti-Bribery and Anti-Corruption Compliance Testing at Hsbc

Develops and executes the Global Sanctions, Anti-Bribery and Anti-Corruption compliance testing programs to ensure Business Unit adherence to U.S. OFAC and FCPA regulatory requirements. Deve...
2013 — Jan 2015

Officer,Senior Compliance Specialist-Gfcc

New York, NY
Global Economic Sanctions Control and Supervision Team Certified Anti-money Laundering Specialist (CAMS). Lead process enhancement projects to ensure initiatives align with long-term Economi...
Jun 2011 — 2013

Associate,State Bank of India -Us Operations New York

Preparing regulatory certifications required for FDIC and FRB compliance including FCRA, BSA/AML, Regulations AA, CC, E, S, P, Truth in Savings Act, UDAP. Helping prevent money laundering ...
Aug 2008 — Jun 2011

Associate-Financial Reporing and Accounts

Maintained relationships with various airlines' accounting departments. Handled new airline ticketing consolidation services. Initiated and generated sales leads. Conducted sales campaig...
Sep 2006 — Aug 2008

Relationship Officer

Handled corporate tie-ups to facilitate creation of accounts and managed usage of incentive vouchers issued to high net worth clients Assisted in Wealth Management of high net worth indivi...
Oct 2002 — Jun 2006

Education

2017 — 2017
from 2013
2001 — 2003

Occupations

Executive
Director
Professor
School Principal
Operations Manager
School Administrator
Educational Manager

Skills

Anti Money Laundering
Kyc
Ofac
Risk Management
Financial Risk
Bank Secrecy Act
Aml
Financial Services
Banking
Operational Risk
Usa Patriot Act
Economic Sanctions
U.s. Office of Foreign Assets Control
Sanction
Investment Banking
Fraud
French
Credit
Finance
Management
Language Proficiency
Regulatory Affairs
Regulatory Writting
Fraud Detection
Fraud Investigation
Fircosoft Rule Writting
Economic Santions Filter Updates
Analysis
Operational Risk Management
Retail Banking
Payments
Due Diligence
Business Analysis
Capital Markets
Credit Risk
Anti Boycott Compliance
Enterprise Santions Risk Management
Enterprise Wide Sanctions Risk Management
Core Banking
Enterprise Risk Management
Quality Assurance
Project Management
Integration

FAQs about Cisco Saugandha Basu

What's the main profession of Cisco Saugandha Basu?

The expert is a Director - Financial Crime Prevention Assurance Americas.

What are the main profession of Cisco Saugandha Basu?

These person's professions are Executive and Director

Where does Cisco Saugandha Basu currently live?

New York, New York is the place where Cisco Saugandha Basu currently lives

Where did Cisco Saugandha Basu work?

Cisco Saugandha Basu worked at Ubs, Deutsche Bank.

What education does Cisco Saugandha Basu have?

Cisco studied at the from 2017 to 2017.

What are the certifications of Cisco Saugandha Basu?

This professional received the following certifications: International Sanctions Compliance Officer and Certified Fraud Examiner (Cfe).

What is professional industry that Cisco Saugandha Basu worked in?

This person works in Banking industry.

Are there any skills, that Cisco Saugandha Basu has?

This person has the following skills: Anti Money Laundering, Kyc, Ofac, Risk Management, Financial Risk, Bank Secrecy Act, Aml, Financial Services, Banking, Operational Risk, and Usa Patriot Act.
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