Chartered Costas Philippou is a qualified expert, working in The Cim Group main office of which is in 2. as a Assistant Vice President Compliance since 2019. Chartered has earned professional experience in more than 12 positions at different companies. Chartered Costas Philippou went to the Queen Mary University of London and received education there from 2007 to 2009. Chartered Costas Philippou has such professional qualifications as General Securities Principal, General Seucirites Representative, and Dipolma In Investment Compliance. Los Angeles, California is the city, where this expert was lastly known to settle. Chartered's e-mail and phone are easily accessed through this website on demand.
Name variants:
Chartered Philippou
Last updated Sep 13, 2024
Contact Information
Last Update
Jul 12, 2022
Location
Los Angeles, CA
Company
The Cim Group
Workplace
Assistant Vice President Compliance
Work History
Assistant Vice President Compliance
4700 Wilshire Blvd, Los Angeles, CA 90010
from Oct 2019
Compliance Regulatory Officer
1000 Wilshire Blvd, Los Angeles, CA 90017
Aug 2015 — Mar 2017
Compliance Officer
333 south Grand Ave, Los Angeles, CA 90071
from Mar 2017
Compliance Director
660 south Figueroa St, Los Angeles, CA 90017
Electronic Transaction Clearing ("ETC") offers sophisticated clearing, settlement and custodial services globally to securities industries participants, such as broker-dealers, ATS's, routin...
Nov 2013 — Apr 2015
Education
2007 — 2009
1997 — 2001
Occupations
Executive
Assistant Vice President
Accountant
Finance and Accounting Specialist
Vice President
Chief Executive
Accounting Bookkeeper
Bookkeeper
Skills
Team Building
Banking
Fixed Income
Bonds
Compliance Monitoring
Mifid
Derivatives
Investments
Bloomberg
Business Analysis
Team Management
Finance
Team Leadership
Financial Regulation
Futures
Financial Services
Equities
Equity Market Surveillance
Entrepreneurship
Risk Management
New Business Development
Fsa
Commodity
Business Strategy
Investment Banking
Trading
Takeover Panel
Surveillance
Financial Markets
Compliance Advisory
FAQs about Chartered Costas Philippou
What is the profession of Chartered Costas Philippou?
This professional's job is Assistant Vice President Compliance
What jobs is Chartered proficient at at?
Chartered Costas Philippou is proficient at Executive and Assistant Vice President jobs.
Where does Chartered Costas Philippou currently live?
Chartered currently lives in Los Angeles, California.
Where did Chartered Costas Philippou work?
This person worked at The Cim Group, Wedbush Securities.
What education does Chartered Costas Philippou have?
Chartered studied at the Queen Mary University of London from 2007 to 2009.
What are the certifications of Chartered Costas Philippou?
The professional received the following certifications: General Securities Principal, General Seucirites Representative, Dipolma In Investment Compliance, and Securities Representative.
What languages does Chartered Costas Philippou speak?
Chartered Costas Philippou speaks Greek.
Are there any professional industries Chartered Costas Philippou is connected to?
This professional works in Financial Services industry.