Catherine So is a highly qualified expert, working in Tiffany & Co main office of which is in 4. on the position of Vice President, Chief Compliance Officer at Tiffany and Co since 2019. Catherine So gained professional experience in more than ten positions at various companies. Catherine So went to the Columbia Law School and was studying from 1990 to 1992. New York, New York is the city, where this expert was lastly known to be living. This professional's phone and email can be accessed through SoftwareOfficial on demand.
Name variants:
Cathryn So,
Catheryn So,
Catharine So,
Cathleen So,
Cat So,
Cattie So,
Catty So,
Cathie So,
Cathy So,
Cassie So,
Kit So,
Kitty So,
Kittie So,
Caty So,
Kate So
Last updated Jul 05, 2024
Contact Information
Last Update
Jul 11, 2022
Email
ca**@tiffany.com, ca**@hotmail.com
Location
New York, NY
Company
Workplace
Vice President, Chief Compliance Officer at Tiffany and Co
New York, NY
Industry
Luxury Goods & Jewelry
Colleagues
Work History
Vice President, Chief Compliance Officer at Tiffany and Co
200 5Th Ave, New York, NY 10010
Tiffany & Co. operates jewelry and specialty retail stores and manufactures products through its subsidiary corporations. Its principal subsidiary is Tiffany and Company. The Company operate...
from Jun 2019
Assistant General Counsel and Director, Global Wealth and Investment Management
100 north Tryon St, Charlotte, NC 28202
Manage customer disputes for the trust company and retail broker-dealer businesses. Supervise lawsuits, FINRA arbitrations, mediations and complaints involving a variety of products and serv...
2010 — Sep 2015
Senior Counsel, Regulatory and Compliance
Manage regulatory inquiries, investigations and enforcement actions.
Developed and implemented compliance policies and procedures.
Prepared and analyzed suspicious activity reports and ot...
2009 — 2010
First Vice President
New York, NY
As First Vice President, Employment Law (2007-2009):
Supervised employment litigation and handled disputes in multiple areas, including investment banking, capital markets, and retail brok...
2003 — 2009
Assistant U.s Attorney, Criminal Division
Prosecuted cases involving mail/wire fraud, narcotics, and government corruption offenses.
2000 — 2003
Litigation Associate
New York
Handled international arbitration and commercial litigation cases.
1998 — 2000
Litigation and Corporate Associate
New York
Handled commercial litigation, international arbitration proceedings, Rule 144A offerings, project finance matters, and general corporate counseling.
1994 — 1997
Litigation Associate
1201 west Peachtree St northwest SUITE 3900, Atlanta, GA 30309
Handled commercial litigation cases.
1993 — 1994
Judicial Clerkship
Judicial clerk for the Honorable J.L. Edmondson.
1992 — 1993
Education
1990 — 1992
1986 — 1992
Occupations
Executive
Vice President
Director of Quality Control
Professor
School Principal
Lawyer
Law Specialist
General Counsel
Director
Chief Executive
Compliance Manager
School Administrator
Educational Manager
Lawyer
Of Counsel
Legal Counsel
Operations Manager
Skills
Securities Regulation
Commercial Litigation
Litigation
Securities
Securities Litigation
Arbitration
Employment Law
Civil Litigation
Corporate Law
Mediation
Finra
Legal Research
Criminal Law
Legal Writing
Broker Dealer Counsel
FAQs about Catherine So
What is the main profession of Catherine So?
Catherine So is a Vice President, Chief Compliance Officer at Tiffany and Co.
What jobs is Catherine So proficient at at?
The expert is a professional Executive and Vice President jobs.
Where does Catherine So live?
New York, New York is the place where Catherine So currently lives
What is the expert's email?
Catherine's email is ca**@tiffany.com and ca**@hotmail.com.
Where did Catherine So work?
The expert worked at Tiffany & Co., Bank of America Merrill Lynch.
What education does Catherine So have?
Catherine studied at the Columbia Law School from 1990 to 1992.
What is professional industry that Catherine So is connected to?
Catherine So works in Law Practice industry.
Are there any professional skills, that Catherine So has?
Catherine has skills in the following areas: Securities Regulation, Commercial Litigation, Litigation, Securities, Securities Litigation, Arbitration, Employment Law, Civil Litigation, and Corporate Law.