Brenda Imes

Dojo Administrator

Brenda Imes is a highly qualified expert, who works in Southland Aikido as a Dojo Administrator since 2015. Brenda gained professional experience in more than eight positions at different companies. Brenda Imes went to the Claremont Graduate University and was studying there from 2000 to 2003. Los Angeles, California is the city, where this expert was lastly known to settle. The person's phone number and email are easily accessed through SoftwareOfficial by request.
Name variants:
Brendie Imes, Brandy Imes
Last updated Jul 04, 2024

Contact Information

Last Update
Jul 8, 2022
Email
de**@charter.net
Location
Los Angeles, CA
Company
Southland Aikido

Workplace

Dojo Administrator

Work History

Dojo Administrator

from Jan 2015

Chief Compliance Officer

Dec 2011 — Apr 2013

Senior Regulatory Coordinator

Oct 2010 — Aug 2011

Executive Vice President

1350 Treat Blvd SUITE 300, Walnut Creek, CA 94597
Initiated integration of new business unit into existing departmental structure. Vetted new financial products for sale through broker/dealer by analyzing suitability for target customer base.
Apr 2007 — Nov 2009

Chief Compliance Officer and Finop

1350 Treat Blvd SUITE 300, Walnut Creek, CA 94597
Launched new broker/dealer in 50 states; hired and trained principals to supervise sales throughout the U.S. Liaison with SEC and FINRA for financial reporting, annual audits and response to...
Jan 2000 — Apr 2007

Assistant Vice President

1350 Treat Blvd SUITE 300, Walnut Creek, CA 94597
Leader of Administration Dept in servicing executive benefit plans for Fortune 1000 companies.
May 1994 — Dec 1999

Account Manager

May 1994 — Dec 1999

Account Manager

Administered executive life insurance benefit plans for major law firms across the U.S.
Mar 1990 — Apr 1994

Occupations

Health Specialist
Wellness and Fitness
Executive
Director of Quality Control
Compliance Manager

Skills

Finra
Series 24
Securities
Series 7
Mutual Funds
Financial Services
Insurance
Risk Management
Investments
Investment Advisory
Employee Benefits
Retirement
Retirement Planning
Equities
Alternative Investments
Due Diligence
Life Insurance
Fixed Annuities
Leadership
Team Building
Strategic Planning
Analysis
Wealth Management
Finance
Financial Analysis
Asset Allocation
Portfolio Management
Fixed Income
Investment Management
Auditing
Investment Strategies
Executive Management
Strategic Financial Planning
Mergers and Acquisitions
Estate Planning
Hedge Funds
Private Equity
Financial Modeling
Financial Risk
Financial Reporting
Pensions
Series 65
Bonds
Relationship Management
Disability Insurance
Cash Management
Financial Planning
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