Anthony R Larosa is a skilled expert, that works in Jefferies main office of which is in 4. on the position of Control Room and Surveillance Compliance since 2018. Anthony R Larosa gained professional experience in more than nine positions at various companies. Anthony R Larosa went to the John Jay College (Cuny) and got education there from 1993 to 1993. Anthony R Larosa has professional qualifications: Finra Series 24 and Finra Series 7. Farmingdale, New York is the city, where the professional was lastly known to live. Their phone number and email are easily accessed through this website by request.
Name variants:
Antony Larosa,
Anton Larosa,
Tony Larosa,
Toni Larosa
Last updated Jul 01, 2024
Contact Information
Last Update
Jul 4, 2022
Email
al**@gghc.com, th**@yahoo.com, al**@carlsoncapital.com
Location
Farmingdale, NY
Company
Workplace
Colleagues
Work History
Control Room and Surveillance Compliance
520 Madison Ave, New York, NY 10022
Investment Banking and Research Advisory. Chaperoning research, banking calls and emails, approving research, adding removing tracking, watch and restricted securities as well as conducting...
Jun 2018 — Apr 2019
Deputy Chief Compliance Officer - Surveillance
2100 Mckinney Ave SUITE 1800, Dallas, TX 75201
Carlson Capital, L.P. is a multi-strategy, alternative asset management firm based in Dallas, Texas with other office locations in New York, Greenwich and London. Carlson Capital is an inten...
Apr 2016 — Oct 2016
Compliance Department
767 5Th Ave, New York, NY 10153
Cared for ill family member 9/15-3/16
2014 — Aug 2015
Senior Compliance Analyst
388 Greenwich St, New York, NY 10013
Investigated and responded to regulatory inquiries from the SEC and self-regulatory organizations relating to retail and institutional trading and market making.
Provide blue sheet trade d...
2001 — 2002
Senior Member Investigator
11 Wall Street Ct, New York, NY 10005
Assigned to the market surveillance task force investigating floor broker trading activity.
Reviewed trade surveillance reports for market reconstruction analysis and investigations.
Prov...
1996 — 2001
Library
200 Liberty St, New York, NY 10006
Jan 1, 1993 — Jan 1, 1996
Education
1993 — 1993
Occupations
Executive
Director of Quality Control
Compliance Manager
Skills
Capital Markets
Equities
Hedge Funds
Securities
Due Diligence
Private Equity
Bloomberg
Equity Trading
Financial Markets
Trading Systems
Trading
Electronic Trading
Asset Management
Series 7 and 24 Current License
Series 7
Derivatives
FAQs about Anthony R Larosa
What's the main profession of Anthony R Larosa?
The expert is a Compliance.
What jobs is Anthony a professional at?
Anthony is a professional Executive and Director of Quality Control jobs.
Where is Anthony R Larosa located?
The professional is currently located in Farmingdale, New York.
Does Anthony have the email address?
al**@gghc.com and th**@yahoo.com is The expert's email address.
How many companies did Anthony R Larosa work at?
Anthony R Larosa worked at nine jobs.
What education does Anthony R Larosa have?
Anthony studied at the John Jay College (Cuny) from 1993 to 1993.
Are there any certifications, that Anthony R Larosa has?
This professional received the following certifications: Finra Series 24 and Finra Series 7.
What languages does Anthony R Larosa speak?
Anthony R Larosa speaks English.