Ali Safavi

Senior Compliance Counsel

Name variants:
Alexandra Safavi, Alice Safavi, Alison Safavi
Last updated Jun 17, 2024

Contact Information

Last Update
Jul 8, 2022
Email
as**@gmail.com, as**@gmail.com
Location
New York, NY
Company

Workplace

Assistant General Counsel | Compliance Officer

Industry

Investment Management

Work History

Assistant General Counsel | Compliance Officer

May 2017 — Jun 2019

Senior Compliance Counsel

from Jun 2019

Deputy Chief Compliance Officer | Legal Counsel

On November 1, 2016, the founding partners of Emerging Sovereign Group (ESG) reacquired majority control of ESG from The Carlyle Group. 11/2016 - 05/2017: Deputy Chief Compliance Officer &...
Oct 2014 — May 2017

Legal and Compliance Officer

In support of various BNP Paribas RIA subsidiaries including Fischer Francis Trees & Watts, Inc. and BNP Paribas Asset Management Inc.
Nov 2010 — Oct 2014

Law Clerk

Leitner Fellowship, International Judicial Relations
2009 — 2009

Law Clerk

Antitrust & Consumer Protection Regulation
Aug 2008 — Nov 2008

Law Clerk

Leitner Fellowship, Ghana Judicial Reform Initiative
Jun 2008 — Oct 2008

Paralegal

White Collar & Regulatory Enforcement Group
Jun 2006 — Jul 2007

Foreign Affairs Intern

Office of Senator Frank R. Lautenberg (NJ) -US-China Relations -US-Eastern European Trade Development
2003 — 2003

Occupations

Lawyer
General Counsel
Compliance Officer
Accountant
Bank Examiner
Executive
Director of Quality Control
Of Counsel
Legal Counsel
Financial Compliance Examiner
Auditor
Compliance Manager

Skills

Legal Research
Securities Regulation
Anti Money Laundering
Legal Writing
Global Regulatory Compliance
European Union
Middle East
International Relations
Investment Management
Foreign Policy
International Project Management
International Law
Aviation
Automotive
Securities
Policy
Corporate Law
Government
Litigation Support
Banking Law
Litigation
Due Diligence
Research
Commercial Litigation
Anti Money Laundering
Courts
Corporate Governance
Asset Management
Regulatory Compliance
Legal Compliance
Investment Advisor Compliance
Sec Regulations
Political Risk Analysis

FAQs about Ali Safavi

What is the main profession of Ali Safavi?

This professional's job is Senior Compliance Counsel

What are the profession of The professional?

These person's professions are Lawyer and General Counsel

Where does Ali Safavi currently live?

New York, New York is the place where Ali Safavi lives

What is Ali's email?

Ali Safavi's email is as**@gmail.com and as**@gmail.com.

Where did Ali Safavi work?

Ali Safavi worked at Kingdon Capital, Mubadala Development Company.

What education does Ali Safavi have?

Ali studied at the Fordham University School of Law from 2007 to 2010.

Are there any professional certifications, that Ali Safavi has?

This expert received the following certifications: Series 24 - General Securities Principal and Series 82 - Private Securities Offerings Representative.

What languages does Ali Safavi speak?

Ali Safavi speaks English, French, and Persian.
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